Ontario Securities Commission Bulletin
Issue 39/09 - March 03, 2016
Ont. Sec. Bull. Issue 39/09
Table of Contents
Chapter 1 - Notices / News Releases
Notices of Hearing with Related Statements of Allegations
• Mark Steven Rotstein and Equilibrium Partners Inc. -- ss. 127, 127.1
Notices from the Office of the Secretary
• Garth H. Drabinsky et al.
• Hong Liang Zhong
• Mark Steven Rotstein and Equilibrium Partners Inc.
Chapter 2 - Decisions, Orders and Rulings
Decisions
• O'Leary Funds Management L.P. et al.
• Schneider Electric S.E.
• Canaccord Genuity Wealth Management (USA) Inc.
Orders
• Online Direct Inc. -- s. 144
• Garth H. Drabinsky et al. -- ss. 127, 127.1
• Hong Liang Zhong
• Gildan Activewear Inc. -- s. 104(2)(c)
• Gildan Activewear Inc. -- s. 104(2)(c)
• Gildan Activewear Inc. -- s. 104(2)(c)
• Manulife Asset Management Limited and Manulife Asset Management (Europe) Limited -- s. 80 of the CFA
Chapter 3 - Reasons: Decisions, Orders and Rulings
Director's Decisions
• Greg Thompson
Chapter 4 - Cease Trading Orders
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• Outstanding Management & Insider Cease Trading Orders
Chapter 5 - Rules and Policies
• CSA Notice of Publication of MI 11-102 Passport System and MI 11-203 Failure-to-File Cease Trade Orders in Multiple Jurisdictions
Chapter 8 - Notice of Exempt Financings
• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1
Chapter 12 - Registrations
• Registrants
Chapter 13 - SROs, Marketplaces, Clearing Agencies and Trade Repositories
Marketplaces
• Aequitas Neo Exchange Inc. -- Amendments to Trading Policies -- Notice of Approval
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