Ontario Securities Commission Bulletin
Issue 39/10 - March 10, 2016
Ont. Sec. Bull. Issue 39/10
Table of Contents
Chapter 1 - Notices / News Releases
Notices
• OSC Notice 11-774 -- Statement of Priorities -- Request for Comments Regarding Statement of Priorities for Financial Year to End March 31, 2017
Notices of Hearing
• The Catalyst Capital Group Inc. and Corus Entertainment Inc. -- s. 127 of the Act and Rule 16 of the OSC Rules of Procedure
• The Catalyst Capital Group Inc. and Corus Entertainment Inc. -- s. 127(1) of the Act and Rule 16 of the OSC Rules of Procedure
Notices from the Office of the Secretary
• Portfolio Strategies Securities Inc. and Clifford Todd Monaghan
• The Catalyst Capital Group Inc. and Corus Entertainment Inc.
• The Catalyst Capital Group Inc. and Corus Entertainment Inc.
• The Catalyst Capital Group Inc. and Corus Entertainment Inc.
• Neil Suresh Chandran et al.
• 7997698 Canada Inc. et al.
• The Catalyst Capital Group Inc. and Corus Entertainment Inc.
• Glenn Francis Dunbar
Chapter 2 - Decisions, Orders and Rulings
Decisions
• CIBC Asset Management Inc. et al.
• COM DEV International Ltd.
• Aston Hill Capital Markets Inc. et al.
• CI Investments Inc.
Orders
• Portfolio Strategies Securities Inc. and Clifford Todd Monaghan
• Rodinia Oil Corp. -- s. 144(1)
• The Catalyst Capital Group Inc. and Corus Entertainment Inc.
• Neil Suresh Chandran et al. -- ss. 127(1), 127(10)
• 7997698 Canada Inc. et al.
• The Catalyst Capital Group Inc. and Corus Entertainment Inc.
• Glenn Francis Dunbar -- ss. 127(1), 127(10)
Rulings
• Prism Financial Products LLP -- s. 38 of the CFA and s. 6.1 of OSC Rule 91-502 Trades in Recognized Options
Chapter 3 - Reasons: Decisions, Orders and Rulings
OSC Decisions
• Neil Suresh Chandran et al. -- ss. 127(1), 127(10)
Chapter 4 - Cease Trading Orders
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• Outstanding Management & Insider Cease Trading Orders
Chapter 8 - Notice of Exempt Financings
• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1
Chapter 12 - Registrations
• Registrants
Chapter 13 - SROs, Marketplaces, Clearing Agencies and Trade Repositories
SROs
• IIROC -- The Proposed IIROC Dealer Member Plain Language Rule Book -- Request for Comment
• MFDA -- Amendments to MFDA Rule 2.3 (Power of Attorney/Limited Trading Authority/Discretionary Trading) -- OSC Staff Notice of Request for Comment
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