Ontario Securities Commission Bulletin

Issue 39/10 - March 10, 2016

Ont. Sec. Bull. Issue 39/10

Table of Contents

Chapter 1 - Notices / News Releases

Notices

OSC Notice 11-774 -- Statement of Priorities -- Request for Comments Regarding Statement of Priorities for Financial Year to End March 31, 2017

Notices of Hearing

The Catalyst Capital Group Inc. and Corus Entertainment Inc. -- s. 127 of the Act and Rule 16 of the OSC Rules of Procedure

The Catalyst Capital Group Inc. and Corus Entertainment Inc. -- s. 127(1) of the Act and Rule 16 of the OSC Rules of Procedure

Notices from the Office of the Secretary

Portfolio Strategies Securities Inc. and Clifford Todd Monaghan

The Catalyst Capital Group Inc. and Corus Entertainment Inc.

The Catalyst Capital Group Inc. and Corus Entertainment Inc.

The Catalyst Capital Group Inc. and Corus Entertainment Inc.

Neil Suresh Chandran et al.

7997698 Canada Inc. et al.

The Catalyst Capital Group Inc. and Corus Entertainment Inc.

Glenn Francis Dunbar

Chapter 2 - Decisions, Orders and Rulings

Decisions

CIBC Asset Management Inc. et al.

COM DEV International Ltd.

Aston Hill Capital Markets Inc. et al.

CI Investments Inc.

Orders

Portfolio Strategies Securities Inc. and Clifford Todd Monaghan

Rodinia Oil Corp. -- s. 144(1)

The Catalyst Capital Group Inc. and Corus Entertainment Inc.

Neil Suresh Chandran et al. -- ss. 127(1), 127(10)

7997698 Canada Inc. et al.

The Catalyst Capital Group Inc. and Corus Entertainment Inc.

Glenn Francis Dunbar -- ss. 127(1), 127(10)

Rulings

Prism Financial Products LLP -- s. 38 of the CFA and s. 6.1 of OSC Rule 91-502 Trades in Recognized Options

Chapter 3 - Reasons: Decisions, Orders and Rulings

OSC Decisions

Neil Suresh Chandran et al. -- ss. 127(1), 127(10)

Chapter 4 - Cease Trading Orders

Temporary, Permanent & Rescinding Issuer Cease Trading Orders

Temporary, Permanent & Rescinding Management Cease Trading Orders

Outstanding Management & Insider Cease Trading Orders

Chapter 7 - Insider Reporting

Chapter 8 - Notice of Exempt Financings

Reports of Trades Submitted on Forms 45-106F1 and 45-501F1

Chapter 11 - IPOs, New Issues and Secondary Financings

Chapter 12 - Registrations

Registrants

Chapter 13 - SROs, Marketplaces, Clearing Agencies and Trade Repositories

SROs

IIROC -- The Proposed IIROC Dealer Member Plain Language Rule Book -- Request for Comment

MFDA -- Amendments to MFDA Rule 2.3 (Power of Attorney/Limited Trading Authority/Discretionary Trading) -- OSC Staff Notice of Request for Comment

 

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