Ontario Securities Commission Bulletin

Issue 39/11 - March 17, 2016

Ont. Sec. Bull. Issue 39/11

Table of Contents

Chapter 1 - Notices / News Releases

Notices of Hearing with Related Statements of Allegations

Julius Caesar Phillip Vitug -- ss. 127, 127.1

Notices from the Office of the Secretary

Julius Caesar Phillip Vitug

Chapter 2 - Decisions, Orders and Rulings

Decisions

St Andrew Goldfields Ltd. -- s. 1(10)(a)(ii)

First Asset CanBanc Split Corp. -- s. 1(10)(a)(ii)

TD Asset Management Inc. and TD Corporate Bond Capital Yield Fund

Orders

Celestica Inc. -- s. 104(2)(c)

St Andrew Goldfields Ltd. -- s. 1(6) of the OBCA

Canadian National Railway Company -- s. 104(2)(c)

Chapter 3 - Reasons: Decisions, Orders and Rulings

Director's Decisions

Sanjiv Sawh -- s. 31

Chapter 4 - Cease Trading Orders

Temporary, Permanent & Rescinding Issuer Cease Trading Orders

Temporary, Permanent & Rescinding Management Cease Trading Orders

Outstanding Management & Insider Cease Trading Orders

Chapter 7 - Insider Reporting

Chapter 8 - Notice of Exempt Financings

Reports of Trades Submitted on Forms 45-106F1 and 45-501F1

Chapter 11 - IPOs, New Issues and Secondary Financings

Chapter 12 - Registrations

Registrants

Chapter 13 - SROs, Marketplaces, Clearing Agencies and Trade Repositories

SROs

MFDA -- Amendments to MFDA Rule 1.2 (Individual Qualifications) -- OSC Staff Notice of Commission Approval

 

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