Ontario Securities Commission Bulletin
Issue 39/14 - April 07, 2016
Ont. Sec. Bull. Issue 39/14
Table of Contents
Chapter 1 - Notices / News Releases
Notices
• CSA Staff Notice 31-344 -- OBSI Joint Regulators Committee Annual Report for 2015
• CSA Staff Notice 45-308 (Revised) -- Guidance for Preparing and Filing Reports of Exempt Distribution under National Instrument 45-106 Prospectus Exemptions
• CSA Staff Notice 33-317 -- Next Steps in the CSA's Work to Enhance the Obligations of Advisers, Dealers and Representatives Toward Their Clients
Notices of Hearing with Related Statements of Allegations
• MM Café Franchise Inc. et al. -- ss. 127, 127.1
• Steven J. Martel et al. -- ss. 127, 127.1
Notices from the Office of the Secretary
• MM Café Franchise Inc. et al.
• Steven J. Martel et al.
• 7997698 Canada Inc. et al.
Chapter 2 - Decisions, Orders and Rulings
Decisions
• Petro One Energy Corp. -- s. 1(10)
• Mackenzie Financial Corporation and Mackenzie Core Plus Global Fixed Income ETF
• Suncor Energy Ventures Holding Corporation
• TD Asset Management Inc. et al.
• Metals Plus Income Corp. -- s. 1(10)(a)(ii)
• Vanguard Investments Canada Inc.
• Mackenzie Financial Corporation and JVK Life & Wealth Advisory Group Inc.
• The Westaim Corporation
• Xcite Energy Limited
• Star Portfolio Corp. -- s. 1(10)(a)(ii)
• Redwood Asset Management Inc. et al.
• Etrion Corporation
• IMAX Corporation
• Entrust Focus Partners LP and Entrust 49 Focus Fund
• Mackenzie Financial Corporation et al.
• BMO Nesbitt Burns Inc. et al.
• BMO Nesbitt Burns Inc. et al.
• TD Asset Management Inc.
• Vanguard Investments Canada Inc.
• PenderFund Capital Management Ltd. and Pender Corporate Bond Fund
Orders
• Aviva Investors Canada Inc. et al. -- s. 80 of the CFA
• MicroPlanet Technology Corp. -- s. 144
• Telus Corporation -- s. 104(2)(c)
• 7997698 Canada Inc. et al.
Chapter 4 - Cease Trading Orders
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• Outstanding Management & Insider Cease Trading Orders
Chapter 5 - Rules and Policies
• CSA Notice of Approval -- Amendments to National Instrument 23-101 Trading Rules and Companion Policy 23-101CP to National Instrument 23-101 Trading Rules
• CSA Notice of Amendments to National Instrument 45-106 Prospectus Exemptions relating to Reports of Exempt Distribution
Chapter 6 - Request for Comments
• CSA Notice and Request for Comment -- Proposed Amendments to National Instrument 23-101 Trading Rules
Chapter 12 - Registrations
• Registrants
Chapter 13 - SROs, Marketplaces, Clearing Agencies and Trade Repositories
Marketplaces
• OSC Notice and Request for Comment Regarding Applications for Exemption from Recognition as an Exchange by 360 Trading Networks Inc. et al.
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