Ontario Securities Commission Bulletin
Issue 39/15 - April 14, 2016
Ont. Sec. Bull. Issue 39/15
Table of Contents
Chapter 1 - Notices / News Releases
Notices
• CSA Staff Notice 31-345 -- Cost Disclosure, Performance Reporting and Client Statements -- Frequently Asked Questions and Additional Guidance
• OSC Staff Notice 11-739 (Revised) -- Policy Reformulation Table of Concordance and List of New Instruments
Notices of Hearing
• 7997698 Canada Inc. et al. -- ss. 127, 127.1
Notices from the Office of the Secretary
• Quadrexx Hedge Capital Management Ltd. et al.
• Shaun Gerard McErlean
• 7997698 Canada Inc. et al.
• 7997698 Canada Inc. et al.
• 7997698 Canada Inc. et al.
• Future Solar Developments Inc. et al.
Chapter 2 - Decisions, Orders and Rulings
Decisions
• Sphere Investment Management Inc. et al.
• RBC Global Asset Management Inc.
• Brookfield Investment Management (Canada) Inc. and Brookfield New Horizons Income Fund
• Oncolytics Biotech Inc. and Canaccord Genuity Corp.
• Great Canadian Gaming Corporation
Orders
• Quadrexx Hedge Capital Management Ltd. et al.
• Shaun Gerard McErlean
• 7997698 Canada Inc. et al.
• Future Solar Developments Inc. et al. -- ss. 127, 127.1
Orders with Related Settlement Agreements
• 7997698 Canada Inc. et al. -- ss. 127, 127.1
Chapter 4 - Cease Trading Orders
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• Outstanding Management & Insider Cease Trading Orders
Chapter 12 - Registrations
• Registrants
Chapter 13 - SROs, Marketplaces, Clearing Agencies and Trade Repositories
Marketplaces
• Nasdaq CX and Nasdaq CX2 -- Special Settlement Instructions -- Notice of Proposed Changes and Request for Comment
Chapter 25 - Other Information
Consents
• Kingsway Arms Retirement Residences Inc. -- s. 4(b) of O. Reg. 289/00 under the OBCA
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