Ontario Securities Commission Bulletin
Issue 39/16 - April 21, 2016
Ont. Sec. Bull. Issue 39/16
Table of Contents
Chapter 1 - Notices / News Releases
Notices
• CSA Staff Notice 21-317 -- Next Steps in Implementation of a Plan to Enhance Regulation of the Fixed Income Market
Notices from the Office of the Secretary
• Lance Kotton and Titan Equity Group Ltd.
• Edward Furtak et al.
• Steven J. Martel et al.
Chapter 2 - Decisions, Orders and Rulings
Decisions
• Caribbean Resources Corporation -- s. 1(10)(a)(ii)
• InvenTrust Properties Corp.
• Aegon Fund Management Inc. and the imaxx Funds
• BMO Investments Inc.
• Chevrier Metals Corp. -- s. 1(10)(a)(ii)
Orders
• Lance Kotton and Titan Equity Group Ltd. -- ss. 127(7), (8)
• Edward Furtak et al.
• Interactive Capital Partners Corporation -- s. 144
• Steven J. Martel et al. -- s. 127
Chapter 4 - Cease Trading Orders
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• Outstanding Management & Insider Cease Trading Orders
Chapter 8 - Notice of Exempt Financings
• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1
Chapter 12 - Registrations
• Registrants
Chapter 13 - SROs, Marketplaces, Clearing Agencies and Trade Repositories
SROs
• IIROC -- Proposed Amendments Respecting the Reporting of Certain Trades on Acceptable Foreign Trade Reporting Facilities
Chapter 25 - Other Information
Exemptions
• U.S. Tactical Allocation Fund -- National Instrument 81-101 Mutual Fund Prospectus Disclosure, Part 6
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