Ontario Securities Commission Bulletin
Issue 39/17 - April 28, 2016
Ont. Sec. Bull. Issue 39/17
Table of Contents
Chapter 1 - Notices / News Releases
Notices
• CSA Consultation Paper 33-404 -- Proposals to Enhance the Obligations of Advisers, Dealers, and Representatives toward their Clients
Notices from the Office of the Secretary
• Edward Furtak et al.
• Argosy Securities Inc. and Keybase Financial Group Inc.
• MM Café Franchise Inc. et al.
• Weizhen Tang
• Catalyst Capital Group Inc. and Corus Entertainment Inc.
Chapter 2 - Decisions, Orders and Rulings
Decisions
• AGF Investments Inc.
• 1948565 Ontario Inc.
• Viterra Inc.
• EFT Canada Inc.
• OANDA Corporation ULC
• Robert Sklar
Orders
• MM Café Franchise Inc. et al. -- s. 127
• Weizhen Tang -- s. 127(1)
• Willowbridge Associates Inc. -- s. 80 of the CFA
Chapter 3 - Reasons: Decisions, Orders and Rulings
OSC Decisions
• Edward Furtak et al. -- Rule 4.5 of the OSC Rules of Procedure
• Argosy Securities Inc. and Keybase Financial Group Inc. -- s. 8
• Weizhen Tang -- ss. 127(1), 127(10)
• Catalyst Capital Group Inc. and Corus Entertainment Inc.
Director's Decisions
• John Doe
• Jarnail Kahlon
Chapter 4 - Cease Trading Orders
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• Outstanding Management & Insider Cease Trading Orders
Chapter 8 - Notice of Exempt Financings
• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1
Chapter 12 - Registrations
• Registrants
Chapter 13 - SROs, Marketplaces, Clearing Agencies and Trade Repositories
SROs
• IIROC -- Proposed amendments to Dealer Member Rule 1200 and to Form 1 relating to the client free credit cash usage limit and client free credit segregation requirements -- OSC Staff Notice of Request for Comment
Marketplaces
• TSX -- Amendments to TSX Company Manual -- Request For Comments
Clearing Agencies
• CDS -- Notice of Effective Date -- Technical amendments for Housekeeping Changes, March 2016
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