Ontario Securities Commission Bulletin
Issue 39/18 - May 05, 2016
Ont. Sec. Bull. Issue 39/18
Table of Contents
Chapter 1 - Notices / News Releases
Notices
• Notice of Ministerial Approval of Amendments to Take-Over Bid Regime and Early Warning System
Notices from the Office of the Secretary
• Pro-Financial Asset Management Inc. et al.
Notices from the Office of the Secretary with Related Statements of Allegations
• MM Café Franchise Inc. et al.
Chapter 2 - Decisions, Orders and Rulings
Decisions
• CI Investments Inc. and the Mutual Funds Listed in Schedule A
• Excel Funds Management Inc. et al.
• Arkema S.A.
• Symax Lift (Holding) Inc. -- s. 1(10)(a)(ii)
• Industrial Alliance Securities Inc. and Burgeonvest Bick Securities Limited
Orders
• Pro-Financial Asset Management Inc. et al. -- s. 127
Chapter 4 - Cease Trading Orders
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• Outstanding Management & Insider Cease Trading Orders
Chapter 5 - Rules and Policies
• Adoption of NI 62-104 Take-Over Bids and Issuer Bids
• Changes to NP 62-203 Take-Over Bids and Issuer Bids
• Amendments to MI 13-102 System Fees for SEDAR and NRD
• Amendments to NI 43-101 Standards of Disclosure for Mineral Projects
• Changes to Companion Policy 55-104CP Insider Reporting Requirements and Exemptions
• Amendments to MI 61-101 Protection of Minority Security Holders in Special Transactions
• Changes to Companion Policy 61-101CP to Multilateral Instrument 61-101 Protection of Minority Security Holders in Special Transactions
• Amendments to NI 62-103 The Early Warning System and Related Take-Over Bid and Insider Reporting Issues
• Repeal of OSC Rule 62-504 Take-Over Bids and Issuer Bids
• Amendments to OSC Rule 13-502 Fees
• Amendments to OSC Rule 14-501 Definitions
• Amendments to OSC Rule 48-501 Trading During Distributions, Formal Bids and Share Exchange Transactions
• Amendments to OSC Rule 71-801 Implementing the Multijurisdictional Disclosure System
• Amendments to OSC Rule 71-802 Implementing National Instrument 71-102 Continuous Disclosure and Other Exemptions Relating to Foreign Issuers
• Amendments to OSC Rule 91-502 Trades in Recognized Options
• Changes to NP 62-203 Take-Over Bids and Issuer Bids
• Amendments to NI 62-103 The Early Warning System and Related Take-Over Bid and Insider Reporting Issues
Chapter 8 - Notice of Exempt Financings
• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1
Chapter 12 - Registrations
• Registrants
Chapter 13 - SROs, Marketplaces, Clearing Agencies and Trade Repositories
Marketplaces
• Nasdaq CX2 -- Introduction of New Dark Trading Book CXD -- Notice of Proposed Changes and Request for Comment
• TSX -- Housekeeping Amendments to the TSX Company Manual -- Notice of Housekeeping Rule Amendments
Clearing Agencies
• Nodal Clear, LLC -- Application for Exemption from Recognition as a Clearing Agency -- OSC Notice and Request for Comment
• CDS -- Proposed Amendments to the CDS Fee Schedule -- OSC Staff Notice of Request for Comment
Chapter 25 - Other Information
• Strategic Resources Inc. -- s. 4(b) of Ont. Reg. 289/00 under the OBCA
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