Ontario Securities Commission Bulletin
Issue 39/20 - May 19, 2016
Ont. Sec. Bull. Issue 39/20
Table of Contents
Chapter 1 - Notices / News Releases
Notices
• Notice of Amendments to the Securities Act
Notices of Hearing with Related Statements of Allegations
• Randy Zenovi Calmusky -- ss. 127(1), 128(10)
• Robert Bruce Rush and Breakthrough Financial Inc. -- ss. 127(1), 127(10)
• Fernando Postrado -- ss. 127, 127.1
Notices from the Office of the Secretary
• Randy Zenovi Calmusky
• Robert Bruce Rush and Breakthrough Financial Inc.
• Fernando Postrado
Chapter 2 - Decisions, Orders and Rulings
Decisions
• Ontario Power Generation Inc. and Ontario Power Generation Energy Trading, Inc. -- s. 42 of OSC Rule 91-507 Trade Repositories and Derivatives Data Reporting
• Opta Minerals Inc. -- s. 1(10)(a)(ii)
• Wedge Acquisition Holdings Inc. -- s. 1(10)(a)(ii)
• Compagnie de Saint-Gobain
• Russell Investments Canada Limited
• Matco Financial Inc. et al.
Orders
• Loblaw Companies Limited -- s. 104(2)(c)
• Loblaw Companies Limited -- s. 104(2)(c)
• Loblaw Companies Limited -- s. 104(2)(c)
Chapter 4 - Cease Trading Orders
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• Outstanding Management & Insider Cease Trading Orders
Chapter 8 - Notice of Exempt Financings
• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1
Chapter 9 - Legislation
• Bill 173, Jobs for Today and Tomorrow Act (Budget Measures), 2016
Chapter 12 - Registrations
• Registrants
Chapter 13 - SROs, Marketplaces, Clearing Agencies and Trade Repositories
Marketplaces
• LatAm SEF, LLC -- Application for Exemption from Recognition as an Exchange -- OSC Notice and Request for Comment
Clearing Agencies
• CDS -- Material Amendments to CDS Rules Related to Timing of Novation -- OSC Staff Notice of Request for Comment
Chapter 25 - Other Information
Approvals
• Longview Asset Management Ltd. -- s. 213(3)(b) of the LTCA
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