Ontario Securities Commission Bulletin
Issue 39/21 - May 26, 2016
Ont. Sec. Bull. Issue 39/21
Table of Contents
Chapter 1 - Notices / News Releases
Notices
• CSA Staff Notice 24-314 -- Preparing for the Implementation of T+2 Settlement: Letter to Registered Firms
Notices from the Office of the Secretary
• Black Panther Trading Corporation and Charles Robert Goddard
• Fernando Postrado
• Bradon Technologies Ltd. et al.
Chapter 2 - Decisions, Orders and Rulings
Decisions
• Vinci S.A.
• Aston Hill Asset Management Inc. et al.
• Northern Sun Mining Corp. -- s. 1(10)(a)(ii)
Orders
• Black Panther Trading Corporation and Charles Robert Goddard -- ss. 127, 127.1
• Red Ore Gold Inc. -- s. 144
• FCF Capital Inc. -- s. 1(11)(b)
• Red Ore Gold Inc. -- s. 144
• Secretary to the Commission -- ss. 3.5(3), 7(3)
• Bradon Technologies Ltd. et al. -- ss. 127, 127.1
Orders with Related Settlement Agreements
• Fernando Postrado -- ss. 127, 127.1 of the Act and Rule 12 of the OSC Rules of Procedure
Chapter 3 - Reasons: Decisions, Orders and Rulings
OSC Decisions
• Bradon Technologies Ltd. -- ss. 127. 127.1
Chapter 4 - Cease Trading Orders
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• Outstanding Management & Insider Cease Trading Orders
Chapter 8 - Notice of Exempt Financings
• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1
Chapter 12 - Registrations
• Registrants
Chapter 13 - SROs, Marketplaces, Clearing Agencies and Trade Repositories
Marketplaces
• TSX -- Amendments to TSX Company Manual -- Request for Comments
Clearing Agencies
• CDS -- Technical Amendments to CDS Procedures -- Entitlement payments for Depository Trust Company-registered securities offering a Canadian-Dollar Payment Option -- Notice of Effective Date
• CDCC -- Amendments to Operations Manual to Add Netting Cycles -- OSC Staff Notice of Request for Comment
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