Ontario Securities Commission Bulletin

Issue 39/23 - June 09, 2016

Ont. Sec. Bull. Issue 39/23

Table of Contents

Chapter 1 - Notices / News Releases

Notices

OSC Notice 11-775 -- Notice of Statement of Priorities for Financial Year to End March 31, 2017

OSC Staff Notice 23-704 -- Compliance with National Instrument 23-103 Electronic Trading and Direct Access to Marketplaces

Notice of Ministerial Approval of Amendments to NI 45-106 Prospectus Exemptions

Notices of Hearing with Related Statements of Allegations

Aouad Choufi -- ss. 127(1), 127(10)

Andrei Miguel Postrado -- ss. 127, 127.1

Notices from the Office of the Secretary

Randy Zenovi Calmusky

Aouad Choufi

Andrei Miguel Postrado

Chapter 2 - Decisions, Orders and Rulings

Decisions

RP Investment Advisors and RP Strategic Income Plus Fund

Mackenzie Financial Corporation and JVK Life & Wealth Advisory Group Inc.

Mainstreet Health Investments Inc.

Orders

Randy Zenovi Calmusky -- s. 127(1)

BMO Asset Management Inc. et al. -- s. 80 of the CFA

Saputo Inc. -- s. 6.1 of NI 62-104 Take-Over Bids and Issuer Bids

Chapter 4 - Cease Trading Orders

Temporary, Permanent & Rescinding Issuer Cease Trading Orders

Temporary, Permanent & Rescinding Management Cease Trading Orders

Outstanding Management & Insider Cease Trading Orders

Chapter 5 - Rules and Policies

CSA Notice of Changes to Companion Policy 24-102 Clearing Agency Requirements

Amendments to NI 45-106 Prospectus Exemptions

Changes to Companion Policy 45-106 Prospectus Exemptions

Amendments to OSC Rule 11-501 Electronic Delivery of Documents to the Ontario Securities Commission

Amendments to OSC Rule 13-502 Fees

Amendments to OSC Rule 45-501 Ontario Prospectus and Registration Exemptions

Chapter 7 - Insider Reporting

Chapter 8 - Notice of Exempt Financings

Reports of Trades Submitted on Forms 45-106F1 and 45-501F1

Chapter 11 - IPOs, New Issues and Secondary Financings

Chapter 12 - Registrations

Registrants

Chapter 13 - SROs, Marketplaces, Clearing Agencies and Trade Repositories

SROs

IIROC -- Consolidation of IIROC Enforcement, Procedural, Examination and Approval Rules -- Notice of Commission Approval

IIROC -- Proposed Universal Market Integrity Rules Amendments Respecting Designations and Identifiers -- OSC Notice and Request for Comment

Chapter 25 - Other Information

Consents

Sherritt International Corporation -- s. 4(b) of Ont. Reg. 289/00 under the OBCA

 

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