Ontario Securities Commission Bulletin
Issue 39/26 - June 30, 2016
Ont. Sec. Bull. Issue 39/26
Table of Contents
Chapter 1 - Notices / News Releases
Notices
• CSA Staff Notice 81-327 Next Steps in the CSA's Examination of Mutual Fund Fees
• LCH.Clearnet LLC -- Notice of Revocation Order
Notices from the Office of the Secretary
• 7997698 Canada Inc., et. al.
• Garth H. Drabinsky, et. al.
• Clifford Todd Monaghan
Chapter 2 - Decisions, Orders and Rulings
Decisions
• Oando Energy Resources Inc. -- s. 1(10)(a)(ii)
• API Technologies Corp. -- s. 1(10)(a)(ii)
• API Technologies Corp. -- s. 1(10)(a)(ii)
Orders
• Garth H. Drabinsky et. al. -- ss. 127 and 127.1
• Clifford Todd Monaghan
• LCH.Clearnet LLC -- s. 144
Chapter 3 - Reasons: Decisions, Orders and Rulings
OSC Decisions
• 7997698 Canada Inc. et al.
Chapter 4 - Cease Trading Orders
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• Outstanding Management & Insider Cease Trading Orders
Chapter 6 - Request for Comments
• OSC Notice and Request for Comment -- Proposed OSC Rule 72-503 -- Distributions Outside of Canada and CP 72-503CP to OSC Rule 72-503 Distributions Outside of Canada
Chapter 8 - Notice of Exempt Financings
• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1
Chapter 12 - Registrations
• Registrants
Chapter 13 - SROs, Marketplaces, Clearing Agencies and Trade Repositories
SROs
• MFDA -- Proficiency Standard for Approved Persons Selling Exchange Traded Funds (ETFs) OSC Staff Notice of Request for Comment
Marketplaces
• CNSX Markets Inc. -- Notice of Approval
Clearing Agencies
• Canadian Derivatives Clearing Corporation -- Material Amendments to CDCC Rules, and Risk Manual -- Notice of Commission Approval
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