Ontario Securities Commission Bulletin
Issue 39/27 - July 07, 2016
Ont. Sec. Bull. Issue 39/27
Table of Contents
Chapter 1 - Notices / News Releases
Notices
• CSA Consultation Paper 95-401 -- Margin and Collateral Requirements for Non-Centrally Cleared Derivatives
• CSA Staff Notice 45-320 -- Exemptions for Certain Foreign Issuers from the Requirement to Identify Purchasers as Registrants or Insiders in Reports of Exempt Distribution
• Notice of Proclamation in Force of Provisions of the Jobs for Today and Tomorrow Act (Budget Measures), 2016 (Bill 173) and Amendments to Regulation 1015 under the Securities Act
• OSC Staff Notice of Request for Comment -- Proposed Amendments to the CDS Fee Schedule -- CDS Marketplace Set-Up Fees
Chapter 2 - Decisions, Orders and Rulings
Decisions
• Brickburn Small Cap Class -- s. 1(10)(a)(ii)
• Brickburn Income Growth Class -- s. 1(10)(a)(ii)
• Canadian Medical Protective Association et al.
• Claude Resources Inc. -- s. 1(10)(a)(ii)
• Eyelogic Systems Inc. -- s. 1(10)
Orders
• LatAm SEF, LLC -- ss. 21, 147
Chapter 3 - Reasons: Decisions, Orders and Rulings
Director's Decisions
• Smart Investments Ltd. and David Hopps
Chapter 4 - Cease Trading Orders
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• Outstanding Management & Insider Cease Trading Orders
Chapter 5 - Rules and Policies
• Ontario Amending Instrument for National Instrument 45-106 Prospectus Exemptions
Chapter 8 - Notice of Exempt Financings
• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1
Chapter 9 - Legislation
• Ontario Regulation 248/16 Amending Reg. 1015 under the Securities Act
Chapter 12 - Registrations
• Registrants
Chapter 13 - SROs, Marketplaces, Clearing Agencies and Trade Repositories
Marketplaces
• TSX Inc. -- Notice of Proposed Amendments and Request for Comments
• CNSX Markets Inc. -- Notice of Proposed Change and Request for Comment
• Aequitas NEO Exchange Inc. -- Notice of Proposed Change and Request for Comments
• LatAm SEF, LLC -- Notice of Commission Order -- Application for Exemptive Relief
• TSX Inc. -- Notice of Proposed Changes and Request for Comment
Top