Ontario Securities Commission Bulletin
Issue 39/34 - August 25, 2016
Ont. Sec. Bull. Issue 39/34
Table of Contents
Chapter 1 - Notices / News Releases
Notices of Hearing with Related Statements of Allegations
• Quartz Capital Group Ltd. and Peter Lloyd Wallace -- ss. 127, 127.1
Notices from the Office of the Secretary
• Hecla Mining Company and Dolly Varden Silver Corporation
• Quartz Capital Group Ltd. and Peter Lloyd Wallace
• Quartz Capital Group Ltd. and Peter Lloyd Wallace
• Aouad Choufi
Chapter 2 - Decisions, Orders and Rulings
Decisions
• TD Securities Inc. et al.
• BMO Nesbitt Burns Inc. et al.
• Cheverny Capital Inc. and Cordiant Capital Inc.
• 1832 Asset Management L.P.
• Mackenzie Financial Corporation and Quadrus Investment Services Ltd.
• First Asset Investment Management Inc. et al.
Orders
• Hecla Mining Company and Dolly Varden Silver Corporation -- s. 9(1)(b) of the SPPA and Rule 5.2 of the OSC Rules of Procedure
• Alloycorp Mining Inc.
• Aouad Choufi -- ss. 127(1), 127(10)
• International Datacasting Corporation
Orders with Related Settlement Agreements
• Quartz Capital Group Ltd. and Peter Lloyd Wallace -- ss. 127(1), 127.1
Rulings
• Macquarie Futures USA LLC -- s. 38 of the CFA and s. 6.1 of OSC Rule 91-502 Trades in Recognized Options
Chapter 3 - Reasons: Decisions, Orders and Rulings
OSC Decisions
• Aouad Choufi -- ss. 127(1), 127(10)
Chapter 4 - Cease Trading Orders
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• Outstanding Management & Insider Cease Trading Orders
Chapter 8 - Notice of Exempt Financings
• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1
Chapter 12 - Registrations
• Registrants
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