Ontario Securities Commission Bulletin

Issue 39/35 - September 01, 2016

Ont. Sec. Bull. Issue 39/35

Table of Contents

Chapter 1 - Notices / News Releases

Notices

• The Investment Funds Practitioner -- September 2016

• CSA Staff Notice 31-346 -- Guidance as to the Scope of the International Dealer Exemption in relation to Foreign-Currency Fixed Income Offerings by Canadian Issuers

Notices from the Office of the Secretary

• Douglas John Vermeeren

• Blue Gold Holdings Ltd. et al.

• The Falls Capital Corp. et al.

• Waverley Corporate Financial Services Ltd. and Donald McDonald

Chapter 2 - Decisions, Orders and Rulings

Decisions

• Northwest & Ethical Investments L.P. and NEI Northwest Enhanced Yield Equity Corporate Class

• Brookfield Property Partners L.P. and Brookfield Office Properties Inc.

• Espial Group Inc.

• Invesco Canada Ltd.

Orders

• Hi Ho Silver Resources Inc. -- s. 144

• Jetcom Inc. -- s. 144(1)

• Authorization Order -- s. 3.5(3)

• Rock Energy Inc.

• First Asset Fund Corp. -- s. 158(1.1) of the OBCA

• Trimac Transportation Services Inc.

• Douglas John Vermeeren -- s. 127(1)

• Nordex Explosives Ltd.

• Blue Gold Holdings Ltd. et al. -- Rule 17.3 of the OSC Rules of Procedure

• The Falls Capital Corp. et al. -- Rule 11.5 of the OSC Rules of Procedure

• Eleven Evergreen Limited Partnership -- s. 144

• Waverley Corporate Financial Services Ltd. and Donald McDonald

Chapter 4 - Cease Trading Orders

• Temporary, Permanent & Rescinding Issuer Cease Trading Orders

• Temporary, Permanent & Rescinding Management Cease Trading Orders

• Outstanding Management & Insider Cease Trading Orders

Chapter 7 - Insider Reporting

Chapter 8 - Notice of Exempt Financings

• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1

Chapter 11 - IPOs, New Issues and Secondary Financings

Chapter 12 - Registrations

• Registrants

Chapter 13 - SROs, Marketplaces, Clearing Agencies and Trade Repositories

Marketplaces

• TSX -- Amendments to Part VI of the TSX Company Manual -- Notice of Approval

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