Ontario Securities Commission Bulletin

Issue 39/37 - September 15, 2016

Ont. Sec. Bull. Issue 39/37

Table of Contents

Chapter 1 - Notices

Chapter 2 - Decisions, Orders and Rulings

Decisions

Industrial Alliance, Investment Management Inc.

Home Investment Management Inc. et al.

Brompton Funds Limited and Symphony Floating Rate Senior Loan Fund

Starlight Investment Ltd. et al.

Moneda LatAm Corporate Bond Fund

Ubisoft Entertainment S.A

Orders

Raimount Oil and Gas Inc. (formerly Raimount Energy Inc.)

McEwen Mining -- Minera Andes Acquisition Corp.

First Growth Holdings Ltd. -- s. 6.1 of NI 62-104 Take-Over Bids and Issuer Bids

Rulings

Merrill Lynch, Pierce, Fenner & Smith Incorporated -- s. 38 of the CFA

Swiss Re America Holding Corporation et al. -- s. 74(1)

Chapter 4 - Cease Trading Orders

Temporary, Permanent & Rescinding Issuer Cease Trading Orders

Temporary, Permanent & Rescinding Management Cease Trading Orders

Outstanding Management & Insider Cease Trading Orders

Chapter 7 - Insider Reporting

Chapter 8 - Notice of Exempt Financings

Reports of Trades Submitted on Forms 45-106F1 and 45-501F1

Chapter 11 - IPOs, New Issues and Secondary Financings

Chapter 12 - Registrations

Registrants

 

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