Ontario Securities Commission Bulletin
Issue 39/38 - September 22, 2016
Ont. Sec. Bull. Issue 39/38
Table of Contents
Chapter 1 - Notices / News Releases
Notices from the Office of the Secretary
• MM Café Franchise Inc. et al.
• Mark Steven Rotstein and Equilibrium Partners Inc.
Chapter 2 - Decisions, Orders and Rulings
Decisions
• BMO Investments Inc. et al.
• Fidelity Investments Canada ULC et al.
• Entrust Focus Partners LP and Entrust 49 Focus Fund
Orders
• MM Café Franchise Inc. et al. -- s. 127
• Mark Steven Rotstein and Equilibrium Partners Inc. -- ss. 127, 127.1
• GuestLogix Inc. -- s. 144
Rulings
• INTL FCStone Financial Inc. -- s. 38 of the CFA
Chapter 4 - Cease Trading Orders
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• Outstanding Management & Insider Cease Trading Orders
Chapter 6 - Request for Comments
• CSA Notice and Request for Comment -- Modernization of Investment Fund Product Regulation -- Alternative Funds
Chapter 8 - Notice of Exempt Financings
• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1
Chapter 12 - Registrations
• Registrants
Chapter 13 - SROs, Marketplaces, Clearing Agencies and Trade Repositories
Marketplaces
• TriAct Canada Marketplace LP -- Changes to Form 21-101F2 -- Notice of Approval
• CSE Notice 2016-14 -- Significant Change Subject to Public Comment -- Amendments to Trading System Functionality & Features -- Notice and Request for Comment
Chapter 25 - Other Information
Consents
• Petro Basin Energy Corp. -- s. 4(b) of Ont. Reg. 289/00 under the OBCA
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