Ontario Securities Commission Bulletin
Issue 39/39 - September 29, 2016
Ont. Sec. Bull. Issue 39/39
Table of Contents
Chapter 1 - Notices / News Releases
Notices
• CSA Staff Notice 45-308 (Revised) Guidance for Preparing and Filing Reports of Exempt Distribution under National Instrument 45-106 Prospectus Exemptions
• CSA Multilateral Staff Notice 58-308 Staff Review of Women on Boards and in Executive Officer Positions -- Compliance with NI 58-101 Disclosure of Corporate Governance Practices
Chapter 2 - Decisions, Orders and Rulings
Decisions
• Questrade, Inc.
• Gran Tierra Energy Inc.
• Desjardins Investments Inc. et al.
• Manulife Asset Management Limited
• Rexel S.A.
• Redwood Asset Management Inc.
• MarketAxess Canada Limited -- s. 15.1 of NI 21-101 Marketplace Operation
Orders
• NEMI Northern Energy & Mining Inc.
• Yoho Resources Inc.
• Eurex Clearing AG -- s. 147
• Coventry Resources Limited
• Superior Copper Corporation
Chapter 4 - Cease Trading Orders
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• Outstanding Management & Insider Cease Trading Orders
Chapter 8 - Notice of Exempt Financings
• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1
Chapter 12 - Registrations
• Registrants
Chapter 13 - SROs, Marketplaces, Clearing Agencies and Trade Repositories
SROs
• IIROC -- Amendments Respecting Market Transparency in Trading of Domestic Debt Securities -- Notice of Commission Approval
Clearing Agencies
• Eurex Clearing AG -- Application for Interim Exemptive Relief -- Notice of Commission Order
Chapter 25 - Other Information
Consents
• Feronia Inc. -- s. 4(b) of Ont. Reg. 289/00 under the OBCA
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