Ontario Securities Commission Bulletin

Issue 39/40 - October 06, 2016

Ont. Sec. Bull. Issue 39/40

Table of Contents

Chapter 1 - Notices / News Releases

Notices from the Office of the Secretary

Zulutoys Limited and RBOptions

RTG Direct Trading Group Ltd. and RTG Direct Trading Limited

Steven J. Martel et al.

Chapter 2 - Decisions, Orders and Rulings

Decisions

Mackenzie Financial Corporation and IPC Investment Corporation

Laurus Investment Counsel Inc. et al.

PI Financial Corp. and Global Securities Corporation

Sprott Asset Management LP

Bell Canada

Scougall Services Limited Partnership

Royal Bank of Scotland plc and National Westminster Bank plc

Alcoa Inc.

YUM! Brands, Inc.

Lateral Gold Corp.

Morgan Stanley & Co. LLC

MaRS VX

Mackenzie Financial Corporation

Bullion Management Services Inc. and BMG Silver BullionFund

VWK Capital Management Inc. and VWK Partners Fund Trust

Orders

Transition Therapeutics Inc.

Zulutoys Limited and RBOptions -- ss. 127(1), 127(10)

RTG Direct Trading Group Ltd. and RTG Direct Trading Limited

Steven J. Martel et al. -- s. 127

Argentex Mining Corporation

Thomson Reuters Corporation -- s. 6.1 of NI 62-104 Take-Over Bids and Issuer Bids

Thomson Reuters Corporation -- s. 6.1 of NI 62-104 Take-Over Bids and Issuer Bids

TransCanada PipeLines Limited and TransCanada Trust

Superior Copper Corporation -- s. 1(6) of the OBCA

Chapter 4 - Cease Trading Orders

Temporary, Permanent & Rescinding Issuer Cease Trading Orders

Temporary, Permanent & Rescinding Management Cease Trading Orders

Outstanding Management & Insider Cease Trading Orders

Chapter 7 - Insider Reporting

Chapter 8 - Notice of Exempt Financings

Reports of Trades Submitted on Forms 45-106F1 and 45-501F1

Chapter 11 - IPOs, New Issues and Secondary Financings

Chapter 12 - Registrations

Registrants

Chapter 13 - SROs, Marketplaces, Clearing Agencies and Trade Repositories

Marketplaces

Aequitas NEO Exchange Inc. -- Withdrawal of Proposed Changes to Trading Fees

Chapter 25 - Other Information

Permissions

Pacific Exploration & Production Corporation

 

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