Ontario Securities Commission Bulletin

Issue 39/42 - October 20, 2016

Ont. Sec. Bull. Issue 39/42

Table of Contents

Chapter 1 - Notices / News Releases

Notices

OSC Staff Notice 11-737 (Revised) -- Security Advisory Committee -- Vacancies

OSC Staff Notice 11-739 (Revised) -- Policy Reformulation Table of Concordance and List of New Instruments

Portus Alternative Asset Management Inc. et al.

Notices from the Office of the Secretary

Lance Kotton and Titan Equity Group Ltd.

Portus Alternative Asset Management Inc. et al.

MM Café Franchise Inc. et al.

The Falls Capital Corp. et al.

Chapter 2 - Decisions, Orders and Rulings

Decisions

Raymond James Ltd. and MacDougall, MacDougall & MacTier Inc.

RBC Global Asset Management Inc.

Hilton Worldwide Holdings Inc.

Harvest Portfolios Group Inc. et al.

Strathbridge Asset Management Inc.

Orders

Arsenal Energy Inc.

Mackenzie Financial Corporation et al. -- s. 80 of the CFA

Vanguard Investments Canada Inc. and The Vanguard Group, Inc. -- ss. 78(1), 80 of the CFA

Lance Kotton and Titan Equity Group Ltd. -- ss. 127(7), 127(8)

Migao Corporation

Besra Gold Inc. -- s. 144

MM Café Franchise Inc. et al. -- Rule 1.7.4 of the OSC Rules of Procedure

Ovivo Inc.

The Falls Capital Corp. et al. -- s. 127(1)

OneChicago, LLC -- s 147 of the Act and ss. 38 and 80 of the CFA

Chapter 3 - Reasons: Decisions, Orders and Rulings

OSC Decisions

The Falls Capital Corp. et al. -- s. 127(1)

Chapter 4 - Cease Trading Orders

Temporary, Permanent & Rescinding Issuer Cease Trading Orders

Temporary, Permanent & Rescinding Management Cease Trading Orders

Outstanding Management & Insider Cease Trading Orders

Chapter 7 - Insider Reporting

Chapter 11 - IPOs, New Issues and Secondary Financings

Chapter 12 - Registrations

Registrants

Chapter 13 - SROs, Marketplaces, Clearing Agencies and Trade Repositories

Marketplaces

Liquidnet Canada Inc. -- Notice of Completion of Review of Significant Changes to Form 21-101F2

OneChicago, LLC -- Application for Exemptive Relief -- Notice of Commission Order

Clearing Agencies

CDS -- Material Amendments to CDS Participant Rules relating to Automatic and Discretionary Suspension -- OSC Staff Notice of Request for Comment

 

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