Ontario Securities Commission Bulletin
Issue 39/42 - October 20, 2016
Ont. Sec. Bull. Issue 39/42
• OSC Staff Notice 11-737 (Revised) -- Security Advisory Committee -- Vacancies
• Lance Kotton and Titan Equity Group Ltd.
• Portus Alternative Asset Management Inc. et al.
• Raymond James Ltd. and MacDougall, MacDougall & MacTier Inc.
• RBC Global Asset Management Inc.
• Hilton Worldwide Holdings Inc.
• Mackenzie Financial Corporation et al. -- s. 80 of the CFA
• Vanguard Investments Canada Inc. and The Vanguard Group, Inc. -- ss. 78(1), 80 of the CFA
• Lance Kotton and Titan Equity Group Ltd. -- ss. 127(7), 127(8)
• MM Café Franchise Inc. et al. -- Rule 1.7.4 of the OSC Rules of Procedure
• The Falls Capital Corp. et al. -- s. 127(1)
• OneChicago, LLC -- s 147 of the Act and ss. 38 and 80 of the CFA
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• Liquidnet Canada Inc. -- Notice of Completion of Review of Significant Changes to Form 21-101F2
• OneChicago, LLC -- Application for Exemptive Relief -- Notice of Commission Order