Ontario Securities Commission Bulletin
Issue 39/43 - October 27, 2016
Ont. Sec. Bull. Issue 39/43
Table of Contents
Chapter 1 - Notices / News Releases
Notices of Hearing with Related Statements of Allegations
• Optam Holdings Inc. et al. -- ss. 127(1), 127(10)
Notices from the Office of the Secretary
• Optam Holdings Inc. et al.
• Hecla Mining Company and Dolly Varden Silver Corporation
• Black Panther Trading Corporation and Charles Robert Goddard
Chapter 2 - Decisions, Orders and Rulings
Decisions
• Purpose Investments Inc.
• AngelList, LLC and AngelList Advisors, LLC
• J.P. Morgan Securities LLC
• Mackenzie Financial Corporation
Orders
• SMART Technologies Inc.
• Whiterock Real Estate Investment Trust
• Black Panther Trading Corporation and Charles Robert Goddard
Chapter 3 - Reasons: Decisions, Orders and Rulings
OSC Decisions
• Hecla Mining Company and Dolly Varden Silver Corporation
Director's Decisions
• Investar Investment Ltd. et al. -- s. 31
Chapter 4 - Cease Trading Orders
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• Outstanding Management & Insider Cease Trading Orders
Chapter 8 - Notice of Exempt Financings
• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1
Chapter 12 - Registrations
• Registrants
Chapter 13 - SROs, Marketplaces, Clearing Agencies and Trade Repositories
SROs
• MFDA -- Proposed Amendments to MFDA Rule 1.2.5 (Misleading Business Titles Prohibited) -- OSC Staff Notice of Request for Comment
Marketplaces
• TSX -- Housekeeping Amendments to the TSX Company Manual -- Notice of Housekeeping Rule Amendments
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