Ontario Securities Commission Bulletin
Issue 39/44 - November 03, 2016
Ont. Sec. Bull. Issue 39/44
Table of Contents
Chapter 1 - Notices / News Releases
Notices of Hearing with Related Statements of Allegations
• CIBC World Markets Inc. et al. -- s. 127
• AAOption et al. -- ss. 127(1), 127(10)
Notices from the Office of the Secretary
• CIBC World Markets Inc. et al.
• CIBC World Markets Inc. et al.
• Krishna Sammy
• AAOption et al.
Chapter 2 - Decisions, Orders and Rulings
Decisions
• Natcore Technology Inc. and Dutchess Opportunity Fund, II, LP
• Nautilis, Inc.
• Discovery Air Inc.
• Chorus Aviation Inc.
• Aralez Pharmaceuticals Inc.
Orders
• Prism Medical Ltd.
• DBRS Limited
• Krishna Sammy
• Novra Technologies Inc. -- s. 1(11)(b)
• Gold Mountain Mining Corporation
• Anthem United Inc.
• TransGlobe Apartment Real Estate Investment Trust
• Mines Management, Inc.
• Canadian National Railway Company and The Toronto-Dominion Bank -- s. 6.1 of NI 62-104 Take-Over Bids and Issuer Bids
• Metron Capital Corp. -- s. 144
• Ovivo Inc.
Orders with Related Settlement Agreements
• CIBC World Markets Inc. et al. -- ss. 127(1), 127(2)
Chapter 4 - Cease Trading Orders
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• Outstanding Management & Insider Cease Trading Orders
Chapter 8 - Notice of Exempt Financings
• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1
Chapter 12 - Registrations
• Registrants
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