Ontario Securities Commission Bulletin

Issue 39/44 - November 03, 2016

Ont. Sec. Bull. Issue 39/44

Table of Contents

Chapter 1 - Notices / News Releases

Notices of Hearing with Related Statements of Allegations

CIBC World Markets Inc. et al. -- s. 127

AAOption et al. -- ss. 127(1), 127(10)

Notices from the Office of the Secretary

CIBC World Markets Inc. et al.

CIBC World Markets Inc. et al.

Krishna Sammy

AAOption et al.

Chapter 2 - Decisions, Orders and Rulings

Decisions

Natcore Technology Inc. and Dutchess Opportunity Fund, II, LP

Nautilis, Inc.

Discovery Air Inc.

Chorus Aviation Inc.

Aralez Pharmaceuticals Inc.

Orders

Prism Medical Ltd.

DBRS Limited

Krishna Sammy

Novra Technologies Inc. -- s. 1(11)(b)

Gold Mountain Mining Corporation

Anthem United Inc.

TransGlobe Apartment Real Estate Investment Trust

Mines Management, Inc.

Canadian National Railway Company and The Toronto-Dominion Bank -- s. 6.1 of NI 62-104 Take-Over Bids and Issuer Bids

Metron Capital Corp. -- s. 144

Ovivo Inc.

Orders with Related Settlement Agreements

CIBC World Markets Inc. et al. -- ss. 127(1), 127(2)

Chapter 4 - Cease Trading Orders

Temporary, Permanent & Rescinding Issuer Cease Trading Orders

Temporary, Permanent & Rescinding Management Cease Trading Orders

Outstanding Management & Insider Cease Trading Orders

Chapter 7 - Insider Reporting

Chapter 8 - Notice of Exempt Financings

Reports of Trades Submitted on Forms 45-106F1 and 45-501F1

Chapter 11 - IPOs, New Issues and Secondary Financings

Chapter 12 - Registrations

Registrants

 

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