Ontario Securities Commission Bulletin
Issue 39/45 - November 10, 2016
Ont. Sec. Bull. Issue 39/45
Table of Contents
Chapter 1 - Notices / News Releases
Notices
• Notice of Co-Operation Agreement concerning Innovative Fintech Businesses with the Australia Securities & Investment Commission
Notices from the Office of the Secretary
• Robert Jay Major et al.
• Saileshwar Rao Narayan et al.
• Steven J. Martel et al.
Chapter 2 - Decisions, Orders and Rulings
Decisions
• Sprott Asset Management LP
• Imperial Capital, LLC
• 1832 Asset Management L.P.
• AGF Investments Inc.
• Brompton Funds Limited
• CIBC Asset Management Inc.
• First Asset Investment Management Inc.
• Front Street Capital 2004
• Harvest Portfolios Group Inc.
• Horizons ETFs Management (Canada) Inc.
• Purpose Investments Inc.
• Quadravest Capital Management Inc.
• Questrade Wealth Management Inc.
• Sphere Investment Management Inc.
• Norrep Capital Management Ltd.
Orders
• Prism Medical Ltd. -- s. 1(6) of the OBCA
• Robert Jay Major et al. -- ss. 127(1), 127(10)
• Saileshwar Rao Narayan et al.
• Northquest Ltd.
• Saputo Inc. -- ss. 6.1 of NI 62-104 Take-Over Bids and Issuer Bids
• Steven J. Martel et al.
• QHR Corporation
• Bankers Petroleum Ltd.
Chapter 4 - Cease Trading Orders
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• Outstanding Management & Insider Cease Trading Orders
Chapter 12 - Registrations
• Registrants
Chapter 13 - SROs, Marketplaces, Clearing Agencies and Trade Repositories
SROs
• IIROC -- Amendments Respecting Audit Requirement to Send Second Positive Confirmation Requests -- Notice of Commission Approval
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