Ontario Securities Commission Bulletin
Issue 39/46 - November 17, 2016
Ont. Sec. Bull. Issue 39/46
Table of Contents
Chapter 1 - Notices / News Releases
Notices
• Notice of Correction -- Legal & General Investment Management America, Inc. -- s. 80 of the CFA
• Notice of Correction -- TransGlobe Apartment Real Estate Investment Trust
• OSC Staff Notice 11-776 -- Investor Office Activity Report 2015-2016
• CSA Staff Notice 31-347 Guidance for Portfolio Managers for Service Arrangements with IIROC Dealer Members
Notices of Hearing with Related Statements of Allegations
• William Raymond Malone -- ss. 127(1), 127(10)
• Michael Patrick Lathigee et al. -- ss. 127(1), 127(10)
Notices from the Office of the Secretary
• Optam Holdings Inc. et al.
• William Raymond Malone
• Michael Patrick Lathigee et al.
• MM Café Franchise Inc. et al.
Chapter 2 - Decisions, Orders and Rulings
Decisions
• AGF Investments Inc. et al.
• TELUS Corporation
• AGF Investments Inc.
• 1832 Asset Management L.P.
• CI Investments Inc. et al.
• National Bank Investments Inc.
Orders
• Legal & General Investment Management America, Inc. [Corrected] -- s. 80 of the CFA
• Sunovion CNS Development Canada ULC
• Logan International Inc.
• NB Alternatives Advisers LLC et al. -- s. 74
• MM Café Franchise Inc. et al. -- s. 127
Orders with Related Settlement Agreements
• ICAP Corporates LLC and ICAP Energy LLC -- s. 38
Chapter 3 - Reasons: Decisions, Orders and Rulings
Director's Decisions
• Bruce Power L.P. and Bruce Power Inc. -- s. 42 of OSC Rule 91-507 Trade Repositories and Derivatives Data Reporting
Chapter 4 - Cease Trading Orders
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• Outstanding Management & Insider Cease Trading Orders
Chapter 8 - Notice of Exempt Financings
• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1
Chapter 12 - Registrations
• Registrants
Chapter 13 - SROs, Marketplaces, Clearing Agencies and Trade Repositories
Marketplaces
• Alpha Exchange Inc. -- Housekeeping Amendments to TSX Alpha Exchange Trading Policy Manual -- Notice of Housekeeping Rule Amendments
Chapter 25 - Other Information
Approvals
• ICPP Funds Ltd. -- s. 213(3)(b) of the LTCA
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