Ontario Securities Commission Bulletin
Issue 39/47 - November 24, 2016
Ont. Sec. Bull. Issue 39/47
Table of Contents
Chapter 1 - Notices / News Releases
Notices
• OSC Staff Notice 52-723 -- Office of the Chief Accountant Financial Reporting Bulletin
Notices from the Office of the Secretary
• Optam Holdings Inc. et al.
• Lance Kotton and Titan Equity Group Ltd.
• New Solutions Capital Inc. et al.
Chapter 2 - Decisions, Orders and Rulings
Decisions
• VersaBank
• Aralez Pharmaceuticals Inc.
• Sun Life Global Investments (Canada) Inc.
• Avenira Limited
• Barclays Capital Inc. and Barclays Capital Securities Limited
• Convergence Blended Finance, Inc.
• ECN Capital Corp.
Orders
• Optam Holdings Inc. et al.
• Transition Therapeutics Inc. -- s. 1(6) of the OBCA
• Migao Corporation -- s. 1(6) of the OBCA
• Lance Kotton and Titan Equity Group Ltd. -- ss. 127(7), 127(8)
• Ford Floorplan Auto Securitization Trust
• Williams Creek Gold Ltd.
• New Solutions Capital Inc. et al. -- s. 17(1)
Rulings
• R.J. O'Brien & Associates, LLC -- s. 38 of the CFA
• HSBC Securities (USA) Inc. -- s. 38 of the CFA and s. 6.1 of OSC Rule 91-502 Trades in Recognized Options
Chapter 4 - Cease Trading Orders
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• Outstanding Management & Insider Cease Trading Orders
Chapter 8 - Notice of Exempt Financings
• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1
Chapter 12 - Registrations
• Registrants
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