Ontario Securities Commission Bulletin
Issue 39/48 - December 01, 2016
Ont. Sec. Bull. Issue 39/48
Table of Contents
Chapter 1 - Notices / News Releases
Notices
• CSA Staff Notice 11-333 Withdrawal of Notices
Notices from the Office of the Secretary
• AAOption et al.
• Garth H. Drabinsky et al.
• Edward Furtak et al.
Chapter 2 - Decisions, Orders and Rulings
Decisions
• JMP Securities LLC
• Vision Capital Corporation
Orders
• Besra Gold Inc. -- s. 144
• AAOption et al.
• Garth H. Drabinsky et al. -- ss. 127, 127.1
• Northquest Ltd. -- s. 1(6) of the OBCA
• IsoOre Ltd. -- s. 1(6) of the OBCA
• IsoOre Ltd.
• BW Park Place Limited Partnership -- s. 1(10)(a)(ii)
• HeartWare International, Inc.
• CDCC -- s. 147
• Campar Capital Corporation
• Starlight U.S. Multi-Family Core Fund
• Starlight U.S. Multi-Family (No. 2) Core Fund
• Starlight U.S. Multi-Family (No. 3) Core Fund
• Starlight U.S. Multi-Family (No. 4) Core Fund
Chapter 3 - Reasons: Decisions, Orders and Rulings
OSC Decisions
• Edward Furtak et al. -- s.127
Chapter 4 - Cease Trading Orders
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• Outstanding Management & Insider Cease Trading Orders
Chapter 8 - Notice of Exempt Financings
• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1
Chapter 12 - Registrations
• Registrants
Chapter 13 - SROs, Marketplaces, Clearing Agencies and Trade Repositories
SROs
• IIROC -- Proposed Fee Model for the Information Processor for Corporate Debt Securities -- Request for Comment
Marketplaces
• Liquidnet Canada Inc. -- Targeted invitation functionality for trading of equity securities -- OSC Staff Notice of Proposed Change and Request for Comments
• Liquidnet Canada Inc. -- Targeted invitation functionality for trading of equity securities -- Notice of Proposed Change and Request for Comments
Clearing Agencies
• CDS -- Material Amendments to CDS Procedures Relating to CDS -- DTCC Payment Service -- OSC Staff Notice of Request for Comment
• CDCC -- Exemption Order
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