Ontario Securities Commission Bulletin

Issue 39/48 - December 01, 2016

Ont. Sec. Bull. Issue 39/48

Table of Contents

Chapter 1 - Notices / News Releases

Notices

CSA Staff Notice 11-333 Withdrawal of Notices

Notices from the Office of the Secretary

AAOption et al.

Garth H. Drabinsky et al.

Edward Furtak et al.

Chapter 2 - Decisions, Orders and Rulings

Decisions

JMP Securities LLC

Vision Capital Corporation

Orders

Besra Gold Inc. -- s. 144

AAOption et al.

Garth H. Drabinsky et al. -- ss. 127, 127.1

Northquest Ltd. -- s. 1(6) of the OBCA

IsoOre Ltd. -- s. 1(6) of the OBCA

IsoOre Ltd.

BW Park Place Limited Partnership -- s. 1(10)(a)(ii)

HeartWare International, Inc.

CDCC -- s. 147

Campar Capital Corporation

Starlight U.S. Multi-Family Core Fund

Starlight U.S. Multi-Family (No. 2) Core Fund

Starlight U.S. Multi-Family (No. 3) Core Fund

Starlight U.S. Multi-Family (No. 4) Core Fund

Chapter 3 - Reasons: Decisions, Orders and Rulings

OSC Decisions

Edward Furtak et al. -- s.127

Chapter 4 - Cease Trading Orders

Temporary, Permanent & Rescinding Issuer Cease Trading Orders

Temporary, Permanent & Rescinding Management Cease Trading Orders

Outstanding Management & Insider Cease Trading Orders

Chapter 7 - Insider Reporting

Chapter 8 - Notice of Exempt Financings

Reports of Trades Submitted on Forms 45-106F1 and 45-501F1

Chapter 11 - IPOs, New Issues and Secondary Financings

Chapter 12 - Registrations

Registrants

Chapter 13 - SROs, Marketplaces, Clearing Agencies and Trade Repositories

SROs

IIROC -- Proposed Fee Model for the Information Processor for Corporate Debt Securities -- Request for Comment

Marketplaces

Liquidnet Canada Inc. -- Targeted invitation functionality for trading of equity securities -- OSC Staff Notice of Proposed Change and Request for Comments

Liquidnet Canada Inc. -- Targeted invitation functionality for trading of equity securities -- Notice of Proposed Change and Request for Comments

Clearing Agencies

CDS -- Material Amendments to CDS Procedures Relating to CDS -- DTCC Payment Service -- OSC Staff Notice of Request for Comment

CDCC -- Exemption Order

 

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