Ontario Securities Commission Bulletin
Issue 39/51 - December 22, 2016
Ont. Sec. Bull. Issue 39/51
Table of Contents
Chapter 1 - Notices / News Releases
Notices
• The Investment Funds Practitioner -- December 2016
Notices from the Office of the Secretary
• Welcome Place Inc. et al.
• BMO Nesbitt Burns Inc. et al.
• Krishna Sammy
• Saileshwar Rao Narayan et al.
• MM Café Franchise Inc. et al.
Chapter 2 - Decisions, Orders and Rulings
Decisions
• Invesco Canada Ltd. et al.
• I.G. Investment Management, Ltd.
• Arkema S.A.
• Montrusco Bolton Investments Inc.
• Russell Investments Canada Limited
• Counsel Portfolio Services Inc. et al.
• MD Financial Management Inc. et al.
• TD Asset Management Inc.
• B2Gold Corp. et al.
• Stifel, Nicolaus & Company, Incorporated
• National Bank of Canada
• Royal Bank of Canada
• The Bank of Nova Scotia
• Bank of Montreal
• The Toronto-Dominion Bank
• Canadian Imperial Bank of Commerce
• RBC Capital Markets, LLC and RBC Europe Limited
• Merrill Lynch, Pierce, Fenner & Smith Incorporated and Merrill Lynch Professional Clearing Corp.
• Chatham Asset Management, LLC
• Alignvest Acquisition Corporation
Orders
• Gildan Activewear Inc. -- s. 6.1 of NI 62-104 Take-Over Bids and Issuer Bids
• Welcome Place Inc. et al. -- ss. 127(1), 17(2.1)
• Krishna Sammy
• Saileshwar Rao Narayan et al. -- ss. 127(1), 127(10)
• MM Café Franchise Inc. et al. -- s. 127
Orders with Related Settlement Agreements
• BMO Nesbitt Burns Inc. et al. -- ss. 127(1), 127(2)
Chapter 3 - Reasons: Decisions, Orders and Rulings
OSC Decisions
• Welcome Place Inc. et al.
• Saileshwar Rao Narayan et al.
Chapter 4 - Cease Trading Orders
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• Outstanding Management & Insider Cease Trading Orders
Chapter 8 - Notice of Exempt Financings
• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1
Chapter 12 - Registrations
• Registrants
Chapter 13 - SROs, Marketplaces, Clearing Agencies and Trade Repositories
Marketplaces
• Liquidnet Canada Inc. -- Targeted invitation functionality for trading of equity securities -- Extension of comment period
• TSX Inc. -- TSX International Board -- Notice of Proposed Amendments and Request for Comments
• TSX -- Housekeeping Amendments to the TSX Company Manual -- Notice of Housekeeping Rule Amendments
Clearing Agencies
• CDS -- Proposed Changes to CDS' schedule of fees regarding Entitlement and Corporate Action Events (E&CA) and ISIN Issuance and CDS Eligibility Services -- Notice of Commission Approval
• CDCC -- Amendments to CDCC's Rules and Risk Manual Pertaining to CDOR and CORRA -- Notice of Request for Comment
• CDS -- Technical Amendments to CDS Procedures -- Change for Nasdaq CXD Bring-On -- Notice of Effective Data
Chapter 25 - Other Information
Consents
• Santa Maria Petroleum Inc. -- s. 4(b) of Ont. Reg. 289/00 made under the OBCA
Exemptions
• AlphaPro Management Inc. and Horizons Absolute Return Global Currency ETF -- NI 41-101 General Prospectus Requirements, ss. 2.3(1.1), 19.1(2)
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