Ontario Securities Commission Bulletin

Issue 40/02 - January 12, 2017

Ont. Sec. Bull. Issue 40/02

Table of Contents

Chapter 1 - Notices / News Releases

Notices

• CSA Consultation Paper 81-408 -- Consultation on the Option of Discontinuing Embedded Commissions

• OSC Staff Notice 11-739 (Revised) -- Policy Reformulation Table of Concordance and List of New Instruments

• Multilateral CSA Staff Notice 45-322 Potential Concerns with the Structure of Rights Offerings

• OSC Staff Notice 11-742 (Revised) -- Securities Advisory Committee

Chapter 2 - Decisions, Orders and Rulings

Decisions

• BMO Nesbitt Burns Inc.

• BMO Nesbitt Burns Inc. et al.

• Fidelity Investments Canada ULC

• Mackenzie Financial Corporation et al.

• BMO Nesbitt Burns Inc.

• Educators Financial Group Inc.

• Next Edge Capital Corp.

• Franklin Templeton Investments Corp. and FTC Investor Services Inc.

Orders

• The Bank of Nova Scotia -- s. 6.1 of NI 62-104 Take-Over Bids and Issuer Bids

• Metro Inc. -- s. 6.1 of NI 62-104 Take-Over Bids and Issuer Bids

• Metro Inc. -- s. 6.1 of NI 62-104 Take-Over Bids and Issuer Bids

• Metro Inc. -- s. 6.1 of NI 62-104 Take-Over Bids and Issuer Bids

• Mutual Fund Dealers Association of Canada/Association Canadienne des Courtiers de Fonds Mutuels -- s. 147

• Pacific Safety Products Inc.

• U.S. Tactical Allocation Fund

• Canadian Imperial Venture Corp. -- s. 144

Chapter 4 - Cease Trading Orders

• Temporary, Permanent & Rescinding Issuer Cease Trading Orders

• Temporary, Permanent & Rescinding Management Cease Trading Orders

• Outstanding Management & Insider Cease Trading Orders

Chapter 7 - Insider Reporting

Chapter 8 - Notice of Exempt Financings

• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1

Chapter 11 - IPOs, New Issues and Secondary Financings

Chapter 12 - Registrations

• Registrants

Chapter 25 - Other Information

Approvals

• Algonquin Capital Corporation -- s. 213(3)(b) of the LTCA

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