Ontario Securities Commission Bulletin
Issue 40/09 - March 02, 2017
Ont. Sec. Bull. Issue 40/09
Table of Contents
Chapter 1 - Notice / News Relases
Notices
• Notice of Co-operation Agreement Concerning Innovative Fintech Businesses with U.K. Financial Conduct Authority
• Investar Investment Ltd. et al.
Notices from the Office of the Secretary
• Krishna Sammy
• Investar Investment Ltd. et al.
• Garth H. Drabinsky et al.
Chapter 2 - Decisions, Orders and Rulings
Decisions
• Crescita Therapeutics Inc.
• J.P. Morgan Securities LLC
• Brandes Investment Partners & Co. et al.
Orders
• Jourdan Resources Inc. -- s. 144
• Aveda Transportation and Energy Services Inc. -- s. 9.1 of MI 61-101 Protection of Minority Security Holders in Special Transactions
• Franchise Bancorp Inc.
• Toro Oil & Gas Ltd.
• Krishna Sammy
• Sprott Resource Corp.
• Garth H. Drabinsky et al. -- ss. 127, 127.1
• Gildan Activewear Inc. -- s. 6.1 of NI 62-104 Take-Over Bids and Issuer Bids
• 5Banc Split Inc.
• Franchise Bancorp Inc. -- s. 1(6) of the OBCA
• Perk Inc.
• Perk Inc. -- s. 1(6) of the OBCA
Rulings
• Prism Financial Products LLC -- s. 38 of the CFA and s. 6.1 of OSC Rule 91-502 Trades in Recognized Options
Chapter 4 - Cease Trading Orders
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• Outstanding Management & Insider Cease Trading Orders
Chapter 8 - Notice of Exempt Financings
• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1
Chapter 12 - Registrations
• Registrants
Chapter 13 - SROs, Marketplaces, Clearing Agencies and Trade Repositories
Marketplaces
• Canadian Securities Exchange -- Public Interest Rule Amendment -- Rule 4-113 Commitments and Performance -- Notice and Request for Comments
• Canadian Securities Exchange -- Notice of Withdrawal of Proposed Changes to Trading Fees
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