Ontario Securities Commission Bulletin

Issue 40/10 - March 09, 2017

Ont. Sec. Bull. Issue 40/10

Table of Contents

Chapter 1 - Notices / News Releases

Notices

• CSA Staff Notice 51-348 -- Staff's Review of Social Media Used by Reporting Issuers

Notices of Hearing with Related Statements of Allegations

• Dennis L. Meharchand and Valt.X Holdings Inc. -- ss. 127, 127.1

• Larry Keith Davis -- ss. 127(1), 127(10)

• Ayaz Dhanani (also known as Azim Virani, Michael Lee, Alex Nebris, Paul Dhanani, Samuel Ramos, and Rahim Jiwa) -- ss. 127(1), 127(10)

Notices from the Office of the Secretary

• Krishna Sammy

• Lance Kotton

• Dennis L. Meharchand and Valt.X Holdings Inc.

• Waverley Corporate Financial Services Ltd. and Donald McDonald

• Optam Holdings Inc. et al.

• Steven J. Martel et al.

• Larry Keith Davis

• Ayaz Dhanani (also known as Azim Virani, Michael Lee, Alex Nebris, Paul Dhanani, Samuel Ramos, and Rahim Jiwa)

• Garth H. Drabinsky et al.

Chapter 2 - Decisions, Orders and Rulings

Decisions

• Common Wealth Pension Services Inc.

• Algonquin Capital Corporation

• Leith Wheeler Investment Counsel Ltd.

• HSBC Global Asset Management (Canada) Limited

• SEI Investments Canada Company

• Arrow Capital Management Inc. and Exemplar U.S. High Yield Fund

• IA Clarington Investments Inc. et al.

• NGAM Canada LP

Orders

• Mitec Technologies Inc.

• Krishna Sammy

• Lance Kotton -- ss. 127(7), 127(8)

• Thomson Reuters Corporation -- s. 6.1 of NI 62-104 Take-Over Bids and Issuer Bids

• Thomson Reuters Corporation -- s. 6.1 of NI 62-104 Take-Over Bids and Issuer Bids

• Optam Holdings Inc. et al.

• Steven J. Martel et al. -- s. 127

• Mettrum Health Corp. --s. 1(6) of the OBCA

• Garth H. Drabinsky et al. -- ss. 127, 127.1

• Campar Capital Corporation

• MarketAxess Canada Limited -- s. 15.1 of NI 21-101 Marketplace Operation

Chapter 3 - Reasons: Decisions, Orders and Rulings

OSC Decisions

• Waverley Corporate Financial Services Ltd. and Donald McDonald -- s. 8

• Optam Holdings Inc. et al. -- ss. 127(1), 127(10)

Chapter 4 - Cease Trading Orders

• Temporary, Permanent & Rescinding Issuer Cease Trading Orders

• Temporary, Permanent & Rescinding Management Cease Trading Orders

• Outstanding Management & Insider Cease Trading Orders

Chapter 7 - Insider Reporting

Chapter 8 - Notice of Exempt Financings

• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1

Chapter 11 - IPOs, New Issues and Secondary Financings

Chapter 12 - Registrations

• Registrants

Chapter 13 - SROs, Marketplaces, Clearing Agencies and Trade Repositories

SROs

• IIROC -- The Proposed IIROC Dealer Member Plain Language Rule Book -- Request for Comment

• IIROC -- Proposed Changes to Forms and Guidance Relating to Investment in a Dealer Member -- Request for Comment

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