Ontario Securities Commission Bulletin
Issue 40/13 - March 30, 2017
Ont. Sec. Bull. Issue 40/13
Table of Contents
Chapter 1 - Notices / News Releases
Notices
• OSC Staff Notice11-778 Behavioral Insights -- Key Concepts, Applications and Regulatory Considerations
• MM Café Franchise Inc. et al.
• Notice of Ministerial Approval of Amendments to NI 23-101 Trading Rules
Notices of Hearing
• MM Café Franchise Inc. et al. -- ss. 127, 127.1
Notices from the Office of the Secretary
• MM Café Franchise Inc. et al.
• MM Café Franchise Inc. et al.
• Steven J. Martel et al.
• MM Café Franchise Inc. et al.
• MM Café Franchise Inc. et al.
• Dennis L. Meharchand and Valt.X Holdings Inc.
Chapter 2 - Decisions, Orders and Rulings
Decisions
• Excel Funds Management Inc. and Excel Billionaire Leaders Fund
• Excel Funds Management Inc. and Excel Latin America Fund
• Total Energy Services Inc.
• Mackenzie Financial Corporation and IPC Investment Corporation
• Enbridge Income Fund et al.
• Exxon Mobil Corporation
• Cordiant Capital Inc. and Convergence Blended Finance, Inc.
• AngelList, LLC and AngelList Advisors, LLC
Orders
• Canadian National Railway Company and The Bank of Nova Scotia -- s. 6.1 of NI 62-104 Take-Over Bids and Issuer Bids
• The Bank of Nova Scotia and BMO Nesbitt Burns -- s. 6.1 of NI 62-104 Take-Over Bids and Issuer Bids
• MM Café Franchise Inc. et al. -- s. 127
• Authorization Order -- s. 3.5(3)
• Steven J. Martel et al.
• Augustine Ventures Inc.
• Dennis L. Meharchand and Valt.X Holdings Inc. -- s. 127(1)
Orders with Related Settlement Agreements
• MM Café Franchise Inc. et al. -- ss. 127, 127.1
Chapter 4 - Cease Trading Orders
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• Outstanding Management & Insider Cease Trading Orders
Chapter 5 - Rules and Policies
• Amendments to NI 23-101 Trading Rules
Chapter 12 - Registrations
• Registrants
Chapter 13 - SROs, Marketplaces, Clearing Agencies and Trade Repositories
SROs
• IIROC -- Non-Material Amendments to Schedule 12 of Form 1 and its Notes and Instructions Relating to Margin on Futures Concentrations and Deposits -- Notice of Commission Approval
• IIROC -- Amendments to Dealer Member Rule 1200 and to Form 1 Relating to the Client Free Credit Cash Usage Limit and Client Free Credit Segregation Requirements -- Notice of Commission Approval
Chapter 25 - Other Information
Approvals
• Veritas Asset Management Inc. -- s. 213(3)(b) of the LTCA
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