Ontario Securities Commission Bulletin

Issue 40/15 - April 13, 2017

Ont. Sec. Bull. Issue 40/15

Table of Contents

Chapter 1 - Notices / News Releases

Notices

• Notice of Ministerial Approval of Arrangements Regarding the Access, Collection, Storage and Use of Derivatives Data

Notices of Hearing

• Mark Steven Rotstein and Equilibrium Partners Inc. -- ss. 127(1), 127.1

Notices from the Office of the Secretary

• Garth H. Drabinsky et al.

• Lance Kotton

• Sentry Investments Inc. and Sean Driscoll

• Mark Steven Rotstein and Equilibrium Partners Inc.

• Quadrexx Hedge Capital Management Ltd. et al.

• Eco Oro Minerals Corp.

• Mark Steven Rotstein and Equilibrium Partners Inc.

Chapter 2 - Decisions, Orders and Rulings

Decisions

• Enstar Group Limited

• Brookfield Investment Management (Canada) Inc.

• Desjardins Global Asset Management Inc. et al.

• Frankly Inc.

• Mackenzie Financial Corporation and Mackenzie Global High Yield Fixed Income ETF

• Franklin Templeton Investments Corp. and Franklin Target Return Fund

• Fidelity Investments Canada ULC

• BMO Nesbitt Burns Inc. et al.

• Canadian Imperial Bank of Commerce and CIBC Asset Management Inc.

Orders

• Garth H. Drabinsky et al.

• Lance Kotton -- ss. 127(7), (8)

• Manitoba Telecom Services Inc

• Quadrexx Hedge Capital Management Ltd. et al.

• Wilmington Trust, National Association and Barrick Gold Corporation -- s. 46(4)

• Eco Oro Minerals Corp.

• Dollarama Inc. and BMO Nesbitt Burns Inc.

• Dollarama Inc. and Bank of Montreal

Orders with Related Settlement Agreements

• Sentry Investments Inc. and Sean Driscoll -- ss. 127(1), 127.1

• Mark Steven Rotstein and Equilibrium Partners Inc. -- ss. 127, 127.1

Chapter 3 - Reasons: Decisions, Orders and Rulings

OSC Decisions

• Sentry Investments Inc. and Sean Driscoll

Chapter 4 - Cease Trading Orders

• Temporary, Permanent & Rescinding Issuer Cease Trading Orders

• Temporary, Permanent & Rescinding Management Cease Trading Orders

• Outstanding Management & Insider Cease Trading Orders

Chapter 5 - Rules and Policies

• CSA Staff Notice 11-335 Notice of Local Amendments and Changes in Certain Jurisdictions

Chapter 7 - Insider Reporting

Chapter 8 - Notice of Exempt Financings

• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1

Chapter 11 - IPOs, New Issues and Secondary Financings

Chapter 12 - Registrations

• Registrants

Chapter 13 - SROs, Marketplaces, Clearing Agencies and Trade Repositories

Clearing Agencies

• CDCC -- Amendments to Sections A-102, A-220 and A-701 of the CDCC Rules -- Notice of Commission Approval

• CDCC -- Amendments to Sections A-1A04 and A-401 of the CDCC Rules -- Notice of Commission Approval

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