Ontario Securities Commission Bulletin
Issue 40/17 - April 27, 2017
Ont. Sec. Bull. Issue 40/17
Table of Contents
Chapter 1 - Notices / News Releases
Notices
• Executive Director's Designation and Determination
• CSA Consultation Paper 52-403 Auditor Oversight -- Issues in Foreign Jurisdictions
Notices of Hearing
• MM Café Franchise Inc. et al. -- ss. 127, 127.1
• Money Gate Mortgage Investment Corporation et al. -- ss. 127(1), (5)
Notices of Hearing with Related Statements of Allegations
• Home Capital Group Inc. et al. -- ss. 127, 127.1
• Global 8 Environmental Technologies, Inc. et al. -- ss. 127(1), (10)
Notices from the Office of the Secretary
• MM Café Franchise Inc. et al.
• Money Gate Mortgage Investment Corporation et al.
• Home Capital Group Inc. et al.
• Global 8 Environmental Technologies, Inc. et al.
• MM Café Franchise Inc.et al.
• Pro-Financial Asset Management Inc. et al.
• Eco Oro Minerals Corp.
• MM Café Franchise Inc. et al.
• Mark Steven Rotstein and Equilibrium Partners Inc.
• MM Café Franchise Inc. et al.
Chapter 2 - Decisions, Orders and Rulings
Decisions
• Citigroup Global Markets Canada Inc.
Orders
• Kiska Metals Corporation
• MM Café Franchise Inc. et al.
• Eco Oro Minerals Corp. -- ss. 8(3), 21.7 and 127(1)
• MM Café Franchise Inc. et al.
Orders with Related Settlement Agreements
• MM Café Franchise Inc. et al. -- ss. 127(1), 127.1
Chapter 3 - Reasons: Decisions, Orders and Rulings
OSC Decisions
• Pro-Financial Asset Management Inc. et al.
• Mark Steven Rotstein and Equilibrium Partners Inc.
Chapter 4 - Cease Trading Orders
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• Outstanding Management & Insider Cease Trading Orders
Chapter 5 - Rules and Policies
• Amendments to National Instrument 24-101 Institutional Trade Matching and Settlement and Changes to Companion Policy 24-101CP to National Instrument 24-101 Institutional Trade Matching and Settlement
Chapter 6 - Request for Comments
• Proposed National Instrument 91-102 Prohibition of Binary Options and Related Proposed Companion Policy
• Adoption of a T+2 Settlement Cycle for Conventional Mutual Funds -- Proposed Amendments to National Instrument 81-102 Investment Funds
Chapter 12 - Registrations
• Registrants
Chapter 13 - SROs, Marketplaces, Clearing Agencies and Trade Repositories
Marketplaces
• TSX Inc. -- Enhancement to the Opening Auction Functionality -- Notice of Proposed Amendment and Request for Comments
• TSX Inc. -- Enhancements to Dark Trading Functionality -- Notice of Proposed Amendments and Request for Comments
Clearing Agencies
• Canadian Depository for Securities Limited and CDS Clearing and Depository Services Inc. -- Material Amendments to CDS Procedures Relating to Cessation of Eligibility of Physical Certificates for Deposit at CDS -- Notice of Approval
Chapter 25 - Other Information
Consents
• Trident Gold Corp. -- s. 4(b) of Ont. Reg. 289/00 under the OBCA
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