Ontario Securities Commission Bulletin

Issue 40/17 - April 27, 2017

Ont. Sec. Bull. Issue 40/17

Table of Contents

Chapter 1 - Notices / News Releases

Notices

Executive Director's Designation and Determination

CSA Consultation Paper 52-403 Auditor Oversight -- Issues in Foreign Jurisdictions

Notices of Hearing

MM Café Franchise Inc. et al. -- ss. 127, 127.1

Money Gate Mortgage Investment Corporation et al. -- ss. 127(1), (5)

Notices of Hearing with Related Statements of Allegations

Home Capital Group Inc. et al. -- ss. 127, 127.1

Global 8 Environmental Technologies, Inc. et al. -- ss. 127(1), (10)

Notices from the Office of the Secretary

MM Café Franchise Inc. et al.

Money Gate Mortgage Investment Corporation et al.

Home Capital Group Inc. et al.

Global 8 Environmental Technologies, Inc. et al.

MM Café Franchise Inc.et al.

Pro-Financial Asset Management Inc. et al.

Eco Oro Minerals Corp.

MM Café Franchise Inc. et al.

Mark Steven Rotstein and Equilibrium Partners Inc.

MM Café Franchise Inc. et al.

Chapter 2 - Decisions, Orders and Rulings

Decisions

Citigroup Global Markets Canada Inc.

Orders

Kiska Metals Corporation

MM Café Franchise Inc. et al.

Eco Oro Minerals Corp. -- ss. 8(3), 21.7 and 127(1)

MM Café Franchise Inc. et al.

Orders with Related Settlement Agreements

MM Café Franchise Inc. et al. -- ss. 127(1), 127.1

Chapter 3 - Reasons: Decisions, Orders and Rulings

OSC Decisions

Pro-Financial Asset Management Inc. et al.

Mark Steven Rotstein and Equilibrium Partners Inc.

Chapter 4 - Cease Trading Orders

Temporary, Permanent & Rescinding Issuer Cease Trading Orders

Temporary, Permanent & Rescinding Management Cease Trading Orders

Outstanding Management & Insider Cease Trading Orders

Chapter 5 - Rules and Policies

Amendments to National Instrument 24-101 Institutional Trade Matching and Settlement and Changes to Companion Policy 24-101CP to National Instrument 24-101 Institutional Trade Matching and Settlement

Chapter 6 - Request for Comments

Proposed National Instrument 91-102 Prohibition of Binary Options and Related Proposed Companion Policy

Adoption of a T+2 Settlement Cycle for Conventional Mutual Funds -- Proposed Amendments to National Instrument 81-102 Investment Funds

Chapter 7 - Insider Reporting

Chapter 11 - IPOs, New Issues and Secondary Financings

Chapter 12 - Registrations

Registrants

Chapter 13 - SROs, Marketplaces, Clearing Agencies and Trade Repositories

Marketplaces

TSX Inc. -- Enhancement to the Opening Auction Functionality -- Notice of Proposed Amendment and Request for Comments

TSX Inc. -- Enhancements to Dark Trading Functionality -- Notice of Proposed Amendments and Request for Comments

Clearing Agencies

Canadian Depository for Securities Limited and CDS Clearing and Depository Services Inc. -- Material Amendments to CDS Procedures Relating to Cessation of Eligibility of Physical Certificates for Deposit at CDS -- Notice of Approval

Chapter 25 - Other Information

Consents

Trident Gold Corp. -- s. 4(b) of Ont. Reg. 289/00 under the OBCA

 

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