Ontario Securities Commission Bulletin
Issue 40/20 - May 18, 2017
Ont. Sec. Bull. Issue 40/20
Table of Contents
Chapter 1 - Notices / News Releases
Notices
• CSA Staff Notice 31-350 Guidance on Small Firms Compliance and Regulatory Obligations
Notices of Hearing
• Eda Marie Agueci et al. -- s. 144
Notices of Hearing with Related Statements of Allegations
• Jorge Neher -- ss. 127, 127.1
Notices from the Office of the Secretary
• Benedict Cheng et al.
• MM Café Franchise Inc. et al.
• Money Gate Mortgage Investment Corporation et al.
• Eda Marie Agueci et al.
• Jorge Neher
• Ayaz Dhanani (also known as Azim Virani, Michael Lee, Alex Nebris, Paul Dhanani, Samuel Ramos, and Rahim Jiwa)
• Larry Keith Davis
Chapter 2 - Decisions, Orders and Rulings
Decisions
• Genus Capital Management Inc.
Orders
• INFOR Acquisition Corp.
• Money Gate Mortgage Investment Corporation et al. -- ss. 127(7), 127(8)
• Lexam VG Gold Inc.
• Dundee Acquisition Ltd. -- s. 1(6) of the OBCA
• Dundee Acquisition Ltd.
• Ayaz Dhanani (also known as Azim Virani, Michael Lee, Alex Nebris, Paul Dhanani, Samuel Ramos, and Rahim Jiwa) -- ss. 127(1), 127(10)
• Halogen Software Inc. -- s. 1(6) of the OBCA
• Halogen Software Inc.
• Lexam VG Gold Inc. -- s. 1(6) of the OBCA
• Larry Keith Davis -- ss. 127(1), 127(10)
Chapter 3 - Reasons: Decisions, Orders and Rulings
OSC Decisions
• Benedict Cheng et al. -- s. 127
• MM Café Franchise Inc. et al.
• Ayaz Dhanani (also known as Azim Virani, Michael Lee, Alex Nebris, Paul Dhanani, Samuel Ramos, and Rahim Jiwa) -- ss. 127(1), 127(10)
• Larry Keith Davis -- ss. 127(1), 127(10)
Chapter 4 - Cease Trading Orders
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• Outstanding Management & Insider Cease Trading Orders
Chapter 8 - Notice of Exempt Financings
• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1
Chapter 12 - Registrations
• Registrants
Chapter 13 - SROs, Marketplaces, Clearing Agencies and Trade Repositories
SROs
• IIROC -- Amendments to Dealer Member Rules and Form 1 Relating to the Futures Market Segregation and Portability Customer-Protection Regime -- Request for Comment
Marketplaces
• NEX SEF Limited -- Application for Exemption from Recognition as an Exchange -- Notice and Request for Comment
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