Ontario Securities Commission Bulletin
Issue 40/21 - May 25, 2017
Ont. Sec. Bull. Issue 40/21
Table of Contents
Chapter 1 - Notices / News Releases
Notices of Hearing
• TCM Investments Ltd. carrying on business as OptionRally et al. -- ss. 127, 127.1
Notices from the Office of the Secretary
• Michael Patrick Lathigee et al.
• Eda Marie Agueci et al.
• Jorge Neher
• TCM Investments Ltd. carrying on business as OptionRally et al.
• Global 8 Environmental Technologies, Inc. et al.
Chapter 2 - Decisions, Orders and Rulings
Decisions
• Goldman, Sachs & Co. and Goldman Sachs International
• Invesco Canada Ltd. and Professional Association of Financial Services Advisors
• I.G. Investment Management, Ltd. and Investors Group Funds
• I.G. Investment Management, Ltd. and Investors Group Funds
• I.G. Investment Management, Ltd. and Investors Group Funds
• Vivendi S.A.
• Aston Hill Canadian Total Return Fund et al.
Orders
• Michael Patrick Lathigee et al. -- ss. 127(1), 127(10)
• Eda Marie Agueci et al.
• TCM Investments Ltd. carrying on business as OptionRally et al. -- ss. 127(1), 127(5)
• Global 8 Environmental Technologies, Inc. et al.
• Frontier Rare Earths Limited
• Niagara Ventures Corporation
• Niagara Ventures Corporation -- s. 1(6) of the OBCA
• Exxon Mobil Corporation
Orders with Related Settlement Agreements
• Jorge Neher -- ss. 127, 127.1
Rulings
• Creditex Securities Corporation -- s. 38 of the CFA
Chapter 3 - Reasons: Decisions, Orders and Rulings
OSC Decisions
• Michael Patrick Lathigee et al. -- ss. 127(1), 127(10)
• Jorge Neher -- ss. 127, 127.1
Chapter 4 - Cease Trading Orders
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• Outstanding Management & Insider Cease Trading Orders
Chapter 8 - Notice of Exempt Financings
• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1
Chapter 12 - Registrations
• Registrants
Chapter 13 - SROs, Marketplaces, Clearing Agencies and Trade Repositories
SROs
• IIROC -- Re-Publication of Proposed Amendments Respecting the Reporting of Certain Trades on Acceptable Foreign Trade Reporting Facilities
Clearing Agencies
• Eurex Clearing AG -- Application for Exemption from Recognition as a Clearing Agency -- OSC Notice and Request for Comment
Top