Ontario Securities Commission Bulletin

Issue 40/23 - June 08, 2017

Ont. Sec. Bull. Issue 40/23

Table of Contents

Chapter 1 - Notices / News Releases

Notices

• OSC Requests Members for Market Structure Advisory Committee

Notices from the Office of the Secretary

• Quadrexx Hedge Capital Management Ltd. et al.

• Home Capital Group Inc. et al.

• Dennis Wing

Chapter 2 - Decisions, Orders and Rulings

Decisions

• Whitehaven Securities Inc. and Whitehaven Asset Management Inc.

• BMO Nesbitt Burns Securities Ltd. and BMO Nesbitt Burns Inc.

• Liquidnet Canada, Inc. -- s. 15.1 of NI 21-101 Marketplace Operation

• CI Investments Inc.

• Brandes Investment Partners & Co.

Orders

• European Commercial Real Estate Limited -- s. 1(6) of the OBCA

• Quadrexx Hedge Capital Management Ltd., et al.

• Home Capital Group Inc. et al.

• Dennis Wing

Chapter 4 - Cease Trading Orders

• Temporary, Permanent & Rescinding Issuer Cease Trading Orders

• Temporary, Permanent & Rescinding Management Cease Trading Orders

• Outstanding Management & Insider Cease Trading Orders

Chapter 6 - Request for Comments

• Proposed Amendments to National Instrument 45-106 Prospectus Exemptions relating to Reports of Exempt Distribution

Chapter 7 - Insider Reporting

Chapter 8 - Notice of Exempt Financings

• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1

Chapter 11 - IPOs, New Issues and Secondary Financings

Chapter 12 - Registrations

• Registrants

Chapter 13 - SROs, Marketplaces, Clearing Agencies and Trade Repositories

Marketplaces

• Aequitas NEO Exchange Inc. -- Amendments to Trading Policies -- Notice of Approval

• Liquidnet Canada Inc. -- Changes to Form 21-101F2 -- Notice of Commission Approval

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