Ontario Securities Commission Bulletin
Issue 40/30 - July 27, 2017
Ont. Sec. Bull. Issue 40/30
Table of Contents
Chapter 1 - Notices / News Releases
Notices
• Multilateral CSA Staff Notice 61-302 Staff Review and Commentary on Multilateral Instrument 61-101 Protection of Minority Security Holders in Special Transactions
• CSA Staff Notice 51-351 Continuous Disclosure Review Program Activities for the fiscal year ended March 31, 2017
Notices from the Office of the Secretary
• Eda Marie Agueci et al.
• Nixon Lau et al.
• Manulife Securities Incorporated and Manulife Securities Investment Services Inc.
• Gregory Deacon
Chapter 2 - Decisions, Orders and Rulings
Decisions
• BRP Inc.
• Canoe Financial LP et al.
• Invesco Canada Ltd. et al.
• TD Asset Management Inc.
• BMO Investments Inc.
• Aberdeen Asset Management Inc. and Aberdeen Asia-Pacific Income Investment Company Limited
Orders
• Fort, L.P. -- s. 80 of the CFA
• Eda Marie Agueci et al. -- s. 144
• Colossus Minerals Inc. -- s. 144
• Mariana Resources Limited
• National Bank of Canada and The Toronto-Dominion Bank -- s. 6.1 of NI 62-104 Take-Over Bids and Issuer Bids
• Eurex Clearing AG -- s. 147
Orders with Related Settlement Agreements
• Gregory Deacon -- ss. 127, 127.1
Chapter 3 - Reasons: Decisions, Orders and Rulings
OSC Decisions
• Nixon Lau et al. -- ss. 127, 127.1
• Manulife Securities Incorporated and Manulife Securities Investment Services Inc. -- ss. 127(1), 127(2)
Chapter 4 - Cease Trading Orders
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• Outstanding Management & Insider Cease Trading Orders
Chapter 8 - Notice of Exempt Financings
• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1
Chapter 12 - Registrations
• Registrants
Chapter 13 - SROs, Marketplaces, Clearing Agencies and Trade Repositories
SROs
• IIROC -- Proposed Provisions Respecting the Execution and Reporting of Certain "Off-Marketplace" Trades -- Notice of Withdrawal
Marketplaces
• Aequitas NEO Exchange -- Housekeeping Amendments to Listing Manual and Trading Policies -- Notice of Housekeeping Rule Amendments
• Canadian Securities Exchange -- Industry Transition to T+2 Securities Settlement -- Notice of Housekeeping Rule Amendments
Clearing Agencies
• CDS -- Proposed Amendments to CDS Fee Schedule -- CDS Marketplace Set-Up Fees -- Notice of Withdrawal
• Eurex Clearing AG -- Application for Exemptive Relief -- Notice of Commission Order
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