Ontario Securities Commission Bulletin
Issue 40/31 - August 03, 2017
Ont. Sec. Bull. Issue 40/31
Table of Contents
Chapter 1 - Notices / News Releases
Notices
• CSA Staff Notice 24-316 Feedback on CSA Consultation Paper 24-402 Policy Considerations for Enhancing Settlement Discipline in a T+2 Settlement Cycle Environment
• CSA Staff Notice 94-302 Delivery of Forms Required under National Instrument 94-102 Derivatives: Customer Clearing and Protection of Customer Collateral and Positions
Notices from the Office of the Secretary
• Quadrexx Hedge Capital Management Ltd. et al.
• Gregory Deacon
Chapter 2 - Decisions, Orders and Rulings
Decisions
• Forrester Metals Inc. (formerly Vena Resources Inc.)
• Starlight U.S. Multi-Family (No. 1) Value-Add Fund
• Marquest Asset Management Inc.
• National Bank Investments Inc.
• SPR & Co LP
• TD Asset Management Inc.
• Evolve Funds Group Inc. et al.
• CI Investments Inc.
• Jefferies International Limited et al.
Orders
• Forrester Metals Inc. (formerly Vena Resources Inc.) -- s. 1(6) of the OBCA
• STT Enviro Corp.
• Quadrexx Hedge Capital Management Ltd. et al.
• DH Corporation -- s. 1(6) of the OBCA
• Integra Gold Corp.
• Stonegate Agricom Ltd.
• DH Corporation
Rulings
• ICBC Standard Bank PLC. -- s. 38 of the CFA and s. 6.1 of Rule 91-502 Trades in Recognized Options
• J.P. Morgan Securities PLC -- s. 38 of the CFA
Chapter 3 - Reasons: Decisions, Orders and Rulings
OSC Decisions
• Gregory Deacon -- ss. 127, 127.1
Chapter 4 - Cease Trading Orders
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• Outstanding Management & Insider Cease Trading Orders
Chapter 8 - Notice of Exempt Financings
• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1
Chapter 12 - Registrations
• Registrants
Chapter 13 - SROs, Marketplaces, Clearing Agencies and Trade Repositories
Marketplaces
• TSX Inc. -- Enhancements to Dark Trading Functionality -- Notice of Approval
• TSX Inc. -- Enhancement to the Opening Auction Functionality -- Notice of Approval
Chapter 25 - Other Information
Approvals
• East Coast Fund Management Inc. -- s. 213(3)(b) of the LTCA
• Rocklinc Investment Partners Inc. -- s. 213(3)(b) of the LTCA
Top