Ontario Securities Commission Bulletin
Issue 40/33 - August 17, 2017
Ont. Sec. Bull. Issue 40/33
Table of Contents
Chapter 1 - Notices / News Releases
Notices from the Office of the Secretary
• Home Capital Group Inc. et al.
• Global 8 Environmental Technologies, Inc. et al.
Chapter 2 - Decisions, Orders and Rulings
Decisions
• Industrial Alliance Securities Inc. and Scotia Capital Inc.
• Holliswealth Advisory Services Inc. and Investia Financial Services Inc.
• Solium Capital Inc.
• Vertex One Asset Management Inc.
• Bioamber Inc.
• PIMCO Canada Corp.
• PIMCO Canada Corp.
Orders
• Twin Butte Energy Ltd. and BBS Securities Inc. -- s. 144
• Global 8 Environmental Technologies, Inc. et al. -- s. 127(10)
• SEI Investments Canada Company and SEI Investments Management Corporation -- ss. 78(1), 80 of the CFA
• Stonegate Agricom Ltd. -- s. 1(6) of the OBCA
• Exeter Resource Corporation
• WesternZagros Resources ULC
• Authorization Order -- s. 3.5(3)
• Zazu Metals Corporation
• AQR Capital Management, LLC -- s. 80 of the CFA
• Lonestar West Inc.
• ViXS Systems Inc.
Orders with Related Settlement Agreements
• Home Capital Group Inc. et al. -- ss. 127, 127.1
Chapter 3 - Reasons: Decisions, Orders and Rulings
OSC Decisions
• Global 8 Environmental Technologies, Inc. et al. -- ss. 127(1), 127(10)
• Home Capital Group Inc. et al. -- ss. 127, 127.1
Director's Decisions
• Sital Singh Dhillon -- s. 31
Chapter 4 - Cease Trading Orders
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• Outstanding Management & Insider Cease Trading Orders
Chapter 8 - Notice of Exempt Financings
• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1
Chapter 12 - Registrations
• Registrants
Chapter 13 - SROs, Marketplaces, Clearing Agencies and Trade Repositories
Marketplaces
• Aequitas NEO Exchange -- Withdrawal of the AEF Functionality -- Notice of Withdrawal
Clearing Agencies
• CDS -- Material Amendments to CDS Procedures Related to Canadian Dollar Cash Collateral Management -- OSC Staff Notice of Request for Comment
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