Ontario Securities Commission Bulletin
Issue 40/35 - August 31, 2017
Ont. Sec. Bull. Issue 40/35
Table of Contents
Chapter 1 - Notices / News Releases
Notices of Hearing
• TCM Investments Ltd. et al.
Notices from the Office of the Secretary
• Sino-Forest Corporation et al.
• Pro-Financial Asset Management Inc. et al.
• Eco Oro Minerals Corp.
Notices from the Office of the Secretary with Related Statements of Allegations
• TCM Investments Ltd. et al.
Chapter 2 - Decisions, Orders and Rulings
Decisions
• Sun Life Global Investments (Canada) Inc. and Sun Life Sentry Conservative Balanced Fund
• Genworth Financial, Inc. and Genworth MI Canada Inc.
• Investors Canadian Balanced Fund et al.
Orders
• ZipLocal Inc.
• Lumenpulse Group Inc.
• ZipLocal Inc. -- s. 1(6) of the OBCA
• Sino-Forest Corporation et al.
• BrightPath Early Learning Inc.
• Pro-Financial Asset Management Inc. et al.
• CI Investments Inc. and Assante Capital Management Ltd.
• Churchill V Debenture Corp.
• Eco Oro Minerals Corp. -- s. 144
Chapter 4 - Cease Trading Orders
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• Outstanding Management & Insider Cease Trading Orders
Chapter 5 - Rules and Policies
• Adoption of a T+2 Settlement Cycle for Conventional Mutual Funds -- Amendments to National Instrument 81-102 Investment Funds
Chapter 8 - Notice of Exempt Financings
• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1
Chapter 12 - Registrations
• Registrants
Chapter 13 - SROs, Marketplaces, Clearing Agencies and Trade Repositories
Marketplaces
• TSX -- Amendments to TSX Rule Book -- Market Making -- Notice of Commission Approval
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