Ontario Securities Commission Bulletin

Issue 40/36 - September 07, 2017

Ont. Sec. Bull. Issue 40/36

Table of Contents

Chapter 1 - Notices / News Releases

Notices of Hearing

Earl Marek -- ss. 8, 21.7

Notices of Hearing with Related Statements of Allegations

Khalid Walid Jawhari -- ss. 127(1), 127(10)

David Gregor McClure -- ss. 127(1), 127(10)

Notices from the Office of the Secretary

Earl Marek

Khalid Walid Jawhari

Hanane Bouji et al.

David Gregor McClure

Chapter 2 - Decisions, Orders and Rulings

Orders

Earl Marek

Capital Research and Management Company -- s. 80 of the CFA

ID Watchdog, Inc.

Hanane Bouji et al. -- s. 8(3)

Chapter 4 - Cease Trading Orders

Temporary, Permanent & Rescinding Issuer Cease Trading Orders

Temporary, Permanent & Rescinding Management Cease Trading Orders

Outstanding Management & Insider Cease Trading Orders

Chapter 5 - Rules and Policies

Amendments to National Instrument 24-101 Institutional Trade Matching and Settlement

Chapter 7 - Insider Reporting

Chapter 8 - Notice of Exempt Financings

Reports of Trades Submitted on Forms 45-106F1 and 45-501F1

Chapter 11 - IPOs, New Issues and Secondary Financings

Chapter 12 - Registrations

Registrants

Chapter 13 - SROs, Marketplaces, Clearing Agencies and Trade Repositories

Marketplaces

TriAct Canada Marketplace LP -- Changes to the MATCHNow Trading System -- Notice of Approval

Clearing Agencies

CDCC -- Omnibus Amendments to Rule A and D-6 of CDCC's Rules as well as to the Operations Manual, Risk Manual and Default Manual, Introducing the Limited Clearing Members Category and Establishing Additional Recovery Power -- OSC Staff Notice of Request for Comment

Chapter 25 - Other Information

Consents

Goodfood Market Corp. -- s. 4(b) of Ont. Reg. 289/00 under the OBCA

 

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