Ontario Securities Commission Bulletin
Issue 40/36 - September 07, 2017
Ont. Sec. Bull. Issue 40/36
Table of Contents
Chapter 1 - Notices / News Releases
Notices of Hearing
• Earl Marek -- ss. 8, 21.7
Notices of Hearing with Related Statements of Allegations
• Khalid Walid Jawhari -- ss. 127(1), 127(10)
• David Gregor McClure -- ss. 127(1), 127(10)
Notices from the Office of the Secretary
• Earl Marek
• Khalid Walid Jawhari
• Hanane Bouji et al.
• David Gregor McClure
Chapter 2 - Decisions, Orders and Rulings
Orders
• Earl Marek
• Capital Research and Management Company -- s. 80 of the CFA
• ID Watchdog, Inc.
• Hanane Bouji et al. -- s. 8(3)
Chapter 4 - Cease Trading Orders
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• Outstanding Management & Insider Cease Trading Orders
Chapter 5 - Rules and Policies
• Amendments to National Instrument 24-101 Institutional Trade Matching and Settlement
Chapter 8 - Notice of Exempt Financings
• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1
Chapter 12 - Registrations
• Registrants
Chapter 13 - SROs, Marketplaces, Clearing Agencies and Trade Repositories
Marketplaces
• TriAct Canada Marketplace LP -- Changes to the MATCHNow Trading System -- Notice of Approval
Clearing Agencies
• CDCC -- Omnibus Amendments to Rule A and D-6 of CDCC's Rules as well as to the Operations Manual, Risk Manual and Default Manual, Introducing the Limited Clearing Members Category and Establishing Additional Recovery Power -- OSC Staff Notice of Request for Comment
Chapter 25 - Other Information
Consents
• Goodfood Market Corp. -- s. 4(b) of Ont. Reg. 289/00 under the OBCA
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