Ontario Securities Commission Bulletin
Issue 40/38 - September 21, 2017
Ont. Sec. Bull. Issue 40/38
Table of Contents
Chapter 1 - Notices / News Releases
Notices
• OSC Staff Notice 51-728 Corporate Finance Branch 2016-2017 Annual Report
Notices from the Office of the Secretary
• Sino-Forest Corporation et al.
Chapter 2 - Decisions, Orders and Rulings
Decisions
• Two Harbors Investment Corp.
• Hewlett Packard Enterprise Company
• BNP Paribas Securities Corp.
• East Coast Fund Management Inc. and Top Funds
• Impak Finance Inc.
• Pacific Road Capital Management Pty Ltd. et al.
Orders
• Sensato Investors, LLC -- ss. 78(1), 80 of the CFA
• CME Clearing Europe Limited -- s. 144
• Sino-Forest Corporation et al.
Rulings
• Bruce Power L.P. -- s. 38 of the CFA
Chapter 4 - Cease Trading Orders
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• Outstanding Management & Insider Cease Trading Orders
Chapter 8 - Notice of Exempt Financings
• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1
Chapter 12 - Registrations
• Registrants
Chapter 13 - SROs, Marketplaces, Clearing Agencies and Trade Repositories
Marketplaces
• Canadian Securities Exchange -- Significant Change Subject to Public Comment -- Amendments to Trading System Functionality & Features -- Notice and Request for Comment
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