Ontario Securities Commission Bulletin
Issue 40/39 - September 28, 2017
Ont. Sec. Bull. Issue 40/39
Table of Contents
Chapter 1 - Notices / News Releases
Notices of Hearing
• Techocan International Co. Ltd. and Haiyan (Helen) Gao Jordan -- s. 144
• Sital Singh Dhillon -- s. 8
Notices of Hearing with Related Statements of Allegations
• Donna Hutchinson et al. -- ss. 127(1), 127.1
Notices from the Office of the Secretary
• Techocan International Co. Ltd. and Haiyan (Helen) Gao Jordan
• Quadrexx Hedge Capital Management Ltd. et al.
• Donna Hutchinson et al.
• Sital Singh Dhillon
• TCM Investments Ltd. et al.
Chapter 2 - Decisions, Orders and Rulings
Decisions
• Guardian Capital LP
• Guardian Capital LP et al.
• Picton Mahoney Asset Management and Picton Mahoney Tactical Income Fund
• Guardian Capital LP et al.
• Middledfield Healthcare & Life Sciences Dividend Fund
• Mackenzie Financial Corporation and Symmetry Global Bond Fund
• Capgemini S.E.
• Fiduciary Trust Company of Canada and Franklin Templeton Investments Corp.
• Rogers Sugar Inc.
• Genworth Financial, Inc. and Genworth MI Canada Inc.
• Thales
Orders
• Quadrexx Hedge Capital Management Ltd. et al.
• Great-West Lifeco Finance (Delaware) LP
• Lojack Corporation
• Ivanhoe Energy Inc. -- s. 144(1)
• TCM Investments Ltd. et al. -- s. 127(1)
Chapter 4 - Cease Trading Orders
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• Outstanding Management & Insider Cease Trading Orders
Chapter 5 - Rules and Policies
• CSA Multilateral Notice of Multilateral Instrument 91-102 Prohibition of Binary Options and Related Companion Policy
Chapter 8 - Notice of Exempt Financings
• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1
Chapter 12 - Registrations
• Registrants
Chapter 13 - SROs, Marketplaces, Clearing Agencies and Trade Repositories
SROs
• IIROC -- Amendments Respecting Trading Supervision Obligations -- Notice of Commission Approval
• IIROC -- Amendments to Dealer Member Rule 200.2(l)(x)(B) on Trade-Confirmation Suppression Requirements -- Notice of Commission Approval
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