Ontario Securities Commission Bulletin
Issue 40/41 - October 12, 2017
Ont. Sec. Bull. Issue 40/41
Table of Contents
Chapter 1 - Notices / News Releases
Notices
• OSC Staff Notice 11-739 (Revised) -- Policy Reformulation Table of Concordance and List of New Instruments
Notices from the Office of the Secretary
• Khalid Walid Jawhari
Chapter 2 - Decisions, Orders and Rulings
Decisions
• VM Holding S.A.
• Taiga Building Products Ltd.
• Samco Gold Limited
Orders
• Sandvine Corporation
• National Bank of Canada and Canadian Imperial Bank of Commerce -- s. 6.1 of NI 62-104 Take-Over Bids and Issuer Bids
• The Toronto-Dominion Bank and The Bank of Nova Scotia -- s. 6.1 of NI 62-104 Take-Over Bids and Issuer Bids
• The Toronto-Dominion Bank and BMO Nesbitt Burns Inc. -- s. 6.1 of NI 62-104 Take-Over Bids and Issuer Bids
• Avnel Gold Mining Limited
• Asiamet Resources Limited
• Sandvine Corporation -- s. 1(6) of the OBCA
Chapter 4 - Cease Trading Orders
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• Outstanding Management & Insider Cease Trading Orders
Chapter 6 - Request for Comments
• Proposed Amendments to National Instrument 94-101 Mandatory Central Counterparty Clearing of Derivatives and Proposed Changes to Companion Policy 94-101 Mandatory Central Counterparty Clearing of Derivatives
Chapter 8 - Notice of Exempt Financings
• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1
Chapter 12 - Registrations
• Registrants
Chapter 13 - SROs, Marketplaces, Clearing Agencies and Trade Repositories
Marketplaces
• Nasdaq CXC Limited and Ensoleillement Inc. -- Application for Recognition as Exchanges -- Notice and Request for Comment
• TSX -- Housekeeping Amendments to Form 5 -- Dividend/Distribution Declaration -- Notice of Housekeeping Rule Amendments to the TSX Company Manual
Clearing Agencies
• The Canadian Depository for Securities Limited and CDS Clearing and Depository Services Inc. -- Application to Vary the Recognition Order -- Request for Comment
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