Ontario Securities Commission Bulletin
Issue 40/42 - October 19, 2017
Ont. Sec. Bull. Issue 40/42
Table of Contents
Chapter 1 - Notices / News Releases
Notices
• Pentecostal Financial Services Group Inc. et al. -- Notice of Correction
• CSA Staff Notice 33-321 Cyber Security and Social Media
• CSA Staff Notice 51-352 Issuers with U.S. Marijuana-Related Activities
Notices from the Office of the Secretary
• TCM Investments Ltd. et al.
• Khalid Walid Jawhari
Chapter 2 - Decisions, Orders and Rulings
Decisions
• Fidelity Investments Canada ULC et al.
• FT Portfolios Canada Co. et al.
• Pentecostal Financial Services Group Inc. et al. [Corrected]
• Constellation Software Inc. et al.
Orders
• Biox Corporation
• Khalid Walid Jawhari -- ss. 127(1), 127(10)
• Royal Bank of Canada and BMO Nesbitt Burns Inc. -- s. 6.1 of NI 62-104 Take-Over Bids and Issuer Bids
• Franco-Nevada GLW Holdings Corp.
Rulings
• Goldman Sachs International -- s. 38 of the CFA and s. 6.1 of OSC Rule 91-502 Trades in Recognized Options
Chapter 3 - Reasons: Decisions, Orders and Rulings
OSC Decisions
• TCM Investments Ltd. et al. -- s. 127
• Khalid Walid Jawhari -- ss. 127(1), 127(10)
Chapter 4 - Cease Trading Orders
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• Outstanding Management & Insider Cease Trading Orders
Chapter 8 - Notice of Exempt Financings
• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1
Chapter 12 - Registrations
• Registrants
Chapter 13 - SROs, Marketplaces, Clearing Agencies and Trade Repositories
SROs
• MFDA -- Proposed Amendments to MFDA Rule 5.3.2 (Content of Account Statement) -- Notice of Withdrawal
Marketplaces
• Canadian Securities Exchange -- Public Interest Rule -- Amendments to Policy 4 Corporate Governance and Miscellaneous Provisions -- Notice and Request for Comments
• TSX -- Amendments to Parts IV and VI of the TSX Company Manual -- Notice of Approval
Clearing Agencies
• CDS -- Material Amendments Related to Canadian Dollar Cash Collateral Management -- Notice of Commission Approval
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