Ontario Securities Commission Bulletin
Issue 40/44 - November 02, 2017
Ont. Sec. Bull. Issue 40/44
Table of Contents
Chapter 1 - Notices / News Releases
Notices
• OSC Staff Notice 11-737 (Revised) -- Securities Advisory Committee -- Vacancies
Notices of Hearing with Related Statements of Allegations
• Lance Sandford Cook and CBM Canada's Best Mortgage Corp. -- ss. 127(1), 127(10)
• Vicky Dancho (also known as Ju Huang) -- ss. 127(1), 127(10)
Notices from the Office of the Secretary
• Hanane Bouji et al.
• Lance Sandford Cook and CBM Canada's Best Mortgage Corp.
• Vicky Dancho (also known as Ju Huang)
Notices from the Office of the Secretary with Related Statements of Allegations
• Benedict Cheng et al.
Chapter 2 - Decisions, Orders and Rulings
Decisions
• Canadian Imperial Bank of Commerce and The PrivateBank and Trust Company
• CI Investments Inc. et al.
Orders
• Pacific Insight Electronics Corp.
• Unigestion SA -- s. 80 of the CFA
Chapter 3 - Reasons: Decisions, Orders and Rulings
OSC Decisions
• Hanane Bouji et al. -- s. 8(3)
Chapter 4 - Cease Trading Orders
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• Outstanding Management & Insider Cease Trading Orders
Chapter 8 - Notice of Exempt Financings
• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1
Chapter 12 - Registrations
• Registrants
Chapter 13 - SROs, Marketplaces, Clearing Agencies and Trade Repositories
Marketplaces
• Aequitas NEO Exchange Inc. -- Proposed Amendments to Listing Manual -- OSC Staff Notice and Request for Comment
Chapter 25 - Other Information
Consents
• 22 Capital Corp. -- s. 4(b) of Ont. Reg. 289/00 under the OBCA
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