Ontario Securities Commission Bulletin
Issue 40/45 - November 09, 2017
Ont. Sec. Bull. Issue 40/45
Table of Contents
Chapter 1 - Notices / News Releases
Notices
• Notice of Ministerial Approval of Amendments to NI 81-102 Investment Funds and NI 81-104 Commodity Pools
Notices from the Office of the Secretary
• Sital Singh Dhillon
• Lance Sandford Cook and CBM Canada's Best Mortgage Corp.
Chapter 2 - Decisions, Orders and Rulings
Decisions
• Wells Fargo Securities, LLC
• AHI Holdings Inc. et al.
• CI Investments Inc. et al.
• Enerflex Ltd.
• National Bank Financial Inc. et al.
Orders
• Putnam Investments Canada ULC et al. -- s. 78 of the Act and s. 80 of the CFA
• betterU Education Corp. (formerly Open Gold Corp.) -- s. 1(11)(b)
• Sital Singh Dillon -- s. 8(3)
• Lance Sandford Cook and CBM Canada's Best Mortgage Corp.
Chapter 4 - Cease Trading Orders
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• Outstanding Management & Insider Cease Trading Orders
Chapter 5 - Rules and Policies
• Notice of Adoption of the Ontario Securities Commission's New Rules of Procedure and Forms and New Practice Guideline
• OSC Rules of Procedure and Forms
• OSC Practice Guideline
• Amendments to NI 81-102 Investment Funds
• Amendments to NI 81-104 Commodity Pools
Chapter 8 - Notice of Exempt Financings
• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1
Chapter 12 - Registrations
• Registrants
Top