Ontario Securities Commission Bulletin

Issue 40/46 - November 16, 2017

Ont. Sec. Bull. Issue 40/46

Table of Contents

Chapter 1 - Notices / News Releases

Notices

Rafael Lazer and ELAD Canada Inc.

Notices of Hearing

Sandpiper Real Estate Fund Limited Partnership et al. -- ss. 8 and 21.7

Rafael Lazer and ELAD Canada Inc. -- ss. 8 and 21.7

Notices from the Office of the Secretary

Sandpiper Real Estate Fund Limited Partnership et al.

Rafael Lazer and ELAD Canada Inc.

Pro-Financial Asset Management Inc. et al.

Sino-Forest Corporation et al.

Vicky Dancho (also known as Ju Huang)

Techocan International Co. Ltd. and Haiyan (Helen) Gao Jordan

Rafael Lazer and ELAD Canada Inc.

Chapter 2 - Decisions, Orders and Rulings

Decisions

GAIN Capital -- FOREX.com Canada Ltd. et al.

CGOV Asset Management

Mackenzie Financial Corporation and Mackenzie Global Sustainability and Impact Balanced Fund

Franklin Templeton Investments Corp. et al.

Franklin Templeton Investments Corp. et al.

Orders

Carrie Arran Resources Inc. -- s. 144

Sino-Forest Corporation et al.

Tele-Find Technologies Corp. -- s. 144

Vicky Dancho (also known as Ju Huang) -- ss. 127(1), 127(10)

Northern Lights Resources Corp. -- s. 144

Chapter 3 - Reasons: Decisions, Orders and Rulings

OSC Decisions

Pro-Financial Asset Management Inc. et al.

Vicky Dancho (also known as Ju Huang) -- ss. 127(1), 127(10)

Director's Decisions

Hugh Smilestone

Pierre Prieur

R. Alan Filer -- s. 31

Chapter 4 - Cease Trading Orders

Temporary, Permanent & Rescinding Issuer Cease Trading Orders

Temporary, Permanent & Rescinding Management Cease Trading Orders

Outstanding Management & Insider Cease Trading Orders

Chapter 7 - Insider Reporting

Chapter 8 - Notice of Exempt Financings

Reports of Trades Submitted on Forms 45-106F1 and 45-501F1

Chapter 11 - IPOs, New Issues and Secondary Financings

Chapter 12 - Registrations

Registrants

Chapter 25 - Other Information

Approvals

Redwood Asset Management Inc. -- s. 213(3)(b) of the LTCA

 

Top