Ontario Securities Commission Bulletin
Issue 40/47 - November 23, 2017
Ont. Sec. Bull. Issue 40/47
Table of Contents
Chapter 1 - Notices / News Releases
Notices
• Sandpiper Real Estate Fund Limited Partnership et al.
Notices of Hearing
• Omega Securities Inc. -- ss. 127(1), 127(5)
• Land and Buildings Investment Management, LLC -- ss. 8, 21.7
Notices of Hearing with Related Statements of Allegations
• Omega Securities Inc. -- ss. 127, 127.1
Notices from the Office of the Secretary
• Omega Securities Inc.
• Sandpiper Real Estate Fund Limited Partnership et al.
• Land and Buildings Investment Management, LLC
• Benedict Cheng et al.
• Omega Securities Inc.
• Land and Buildings Investment Management, LLC
• Pro-Financial Asset Management Inc. et al.
• Land and Buildings Investment Management, LLC
• Omega Securities Inc.
• Omega Securities Inc.
• Omega Securities Inc.
• Omega Securities Inc.
Chapter 2 - Decisions, Orders and Rulings
Decisions
• HNZ Group Inc.
• Invesco Canada Ltd.
Orders
• Benedict Cheng et al.
• Land and Buildings Investment Management, LLC -- ss. 8, 21.7
• Pro-Financial Asset Management Inc. et al. -- s. 9(1)(b) of the SPPA
• Land and Buildings Investment Management, LLC
• Flaherty & Crumrine Incorporated and Brompton Funds Limited -- ss. 78(1) and 80 of the CFA
• Timbercreek U.S. Multi-Residential Opportunity Fund #1
• Omega Securities Inc.
• Omega Securities Inc.
• Jiminex Inc. -- s. 144
• Omega Securities Inc.
• Omega Securities Inc.
Chapter 4 - Cease Trading Orders
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• Outstanding Management & Insider Cease Trading Orders
Chapter 12 - Registrations
• Registrants
Chapter 13 - SROs, Marketplaces, Clearing Agencies and Trade Repositories
Marketplaces
• TSX Inc. -- Enhancements to Dark Trading Functionality -- Notice of Proposed Changes and Request for Comment
Clearing Agencies
• CDS -- Material Amendments to CDS Rules Related to the Elective System-Operating Cap for Extenders of Credit -- OSC Staff Notice of Request for Comment
• CDCC -- Amendments to CDCC Rules -- Minor Changes to the Eligibility Criteria for Membership in the Corporation -- OSC Staff Notice of Request for Comment
• CDCC -- Proposed Amendments to the Rules and Operations Manual of CDCC to Accommodate the Extension of the Trading Hours at Bourse de Montréal Inc. -- OSC Staff Notice of Request for Comment
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