Ontario Securities Commission Bulletin
Issue 40/48 - November 30, 2017
Ont. Sec. Bull. Issue 40/48
Table of Contents
Chapter 1 - Notices / News Releases
Notices
• Notice of Ministerial Approval of Amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations and Related Instruments
• OSC Staff Notice 21-710 TSX Insider Trading Report
Notices from the Office of the Secretary
• Omega Securities Inc.
• Land and Buildings Investment Management, LLC
• Omega Securities Inc.
• Pro-Financial Asset Management Inc. et al.
• Land and Buildings Investment Management, LLC.
Chapter 2 - Decisions, Orders and Rulings
Decisions
• Arrow Capital Management Inc.
• Desjardins Global Asset Management Inc.
• Arrow Capital Management Inc.
• MD Financial Management Inc. and MD Management Limited
• Ingevity Corporation
Orders
• Omega Securities Inc.
• Hunter Oil Corp.
• Omega Securities Inc. -- s. 127(5)
• Bison Gold Resources Inc.
• Pro-Financial Asset Management Inc. et al.
• Land and Buildings Investment Management, LLC. -- ss. 8, 21.7
• TSX Inc. -- s. 144
• Repsol Oil & Gas Canada Inc.
• Magna International Inc. and CIBC World Markets Inc. -- s. 6.1 of NI 62-104 Take-Over Bids and Issuer Bids
• Magna International Inc. and National Bank of Canada -- s. 6.1 of NI 62-104 Take-Over Bids and Issuer Bids
• Craft Oil Ltd.
Chapter 3 - Reasons: Decisions, Orders and Rulings
Director's Decisions
• Bonwick Capital Partners, LLC
Chapter 4 - Cease Trading Orders
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• Outstanding Management & Insider Cease Trading Orders
Chapter 5 - Rules and Policies
• Amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations
• Amendments to National Instrument 33-109 Registration Information
• Amendments to OSC Rule 33-506 (Commodity Futures Act) Registration
Chapter 8 - Notice of Exempt Financings
• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1
Chapter 12 - Registrations
• Registrants
Chapter 13 - SROs, Marketplaces, Clearing Agencies and Trade Repositories
SROs
• IIROC -- Continuing Education Requirements for Approved Persons -- Notice of Commission Approval
• IIROC -- Housekeeping Amendments to the IIROC Consolidated Enforcement, Examination and Approval Rules -- Notice of Commission Deemed Approval
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